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NUVEEN CA QUALTY MUN INCOME
NUVEEN CA QUALTY MUN INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 52 Institutional holders with a total value of $74,987,243.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 1,053,018 15,846,000 21.13%
2 UBS Group AG 838,790 12,624,000 16.83%
3 MORGAN STANLEY 437,151 6,579,000 8.77%
4 Invesco Ltd. 381,343 5,739,000 7.65%
5 Advisors Asset Management, Inc. 325,628 4,901,000 6.54%
6 WHITTIER TRUST CO 310,319 4,670,000 6.23%
7 LPL Financial LLC 283,606 4,268,000 5.69%
8 BANK OF AMERICA CORP /DE/ 211,208 3,179,000 4.24%
9 WELLS FARGO & COMPANY/MN 166,010 2,499,000 3.33%
10 GOLDMAN SACHS GROUP INC 126,481 1,904,000 2.54%
11 CREDIT SUISSE AG/ 78,505 1,182,000 1.58%
12 MACKAY SHIELDS LLC 74,048 1,114,000 1.49%
13 Apriem Advisors 68,390 1,029,000 1.37%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 57,864 871,000 1.16%
15 Tradewinds Capital Management, LLC 55,600 837,000 1.12%
16 ROYAL BANK OF CANADA 54,605 822,000 1.10%
17 SG Americas Securities, LLC 54,408 819,000 1.09%
18 FIRST TRUST ADVISORS LP 46,512 700,000 0.93%
19 First Allied Advisory Services, Inc. 43,954 660,000 0.88%
20 HighTower Advisors, LLC 32,618 491,000 0.65%
21 Creative Planning 32,137 484,000 0.65%
22 FIRST FOUNDATION ADVISORS 22,858 344,000 0.46%
23 WEDBUSH SECURITIES INC 18,719 282,000 0.38%
24 D.A. DAVIDSON & CO. 17,195 258,000 0.34%
25 Raymond James Financial Services Advisors, Inc. 16,458 248,000 0.33%
26 STIFEL FINANCIAL CORP 16,028 241,000 0.32%
27 WHITTIER TRUST CO OF NEVADA INC 15,532 234,000 0.31%
28 Concert Wealth Management Inc. 12,857 193,000 0.26%
29 BOSTON PRIVATE BANK & TRUST CO 12,607 190,000 0.25%
30 Investors Capital Advisory Services 12,500 188,000 0.25%
31 RAND WEALTH, LLC 10,612 164,000 0.22%
32 EP Wealth Advisors, LLC 10,693 161,000 0.21%
33 Baker Ellis Asset Management LLC 10,306 155,000 0.21%
34 Commonwealth Equity Services, Inc 10,314 155,000 0.21%
35 NATIONAL PLANNING CORP 9,799 148,950 0.20%
36 REILLY FINANCIAL ADVISORS, LLC 9,000 135,000 0.18%
37 MUFG Americas Holdings Corp 7,751 116,000 0.15%
38 CITIGROUP INC 5,599 84,000 0.11%
39 PNC FINANCIAL SERVICES GROUP, INC. 5,038 76,000 0.10%
40 SECURITY NATIONAL TRUST CO 4,243 64,000 0.09%
41 Tarbox Family Office, Inc. 3,523 53,000 0.07%
42 B. Riley Wealth Advisors, Inc. 3,486 52,000 0.07%
43 Orion Porfolio Solutions, LLC 2,955 44,000 0.06%
44 Stanford Investment Group, Inc. 2,273 34,000 0.05%
45 Efficient Market Advisors, LLC 2,046 31,000 0.04%
46 DEUTSCHE BANK AG\ 1,715 25,000 0.03%
47 PACIFIC FINANCIAL GROUP INC 1,650 25,000 0.03%
48 Brick & Kyle, Associates 1,506 23,000 0.03%
49 NEW ENGLAND SECURITIES CORP /MA/ 1,406 21,000 0.03%
50 Gemmer Asset Management LLC 1,047 16,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.