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NUVEEN CA QUALTY MUN INCOME
NUVEEN CA QUALTY MUN INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 48 Institutional holders with a total value of $75,354,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 1,057,141 15,804,000 20.97%
2 GUGGENHEIM CAPITAL LLC 637,950 9,537,000 12.66%
3 MORGAN STANLEY 614,135 9,181,000 12.18%
4 CIBC Private Wealth Group LLC 515,867 7,712,000 10.23%
5 WHITTIER TRUST CO 395,463 5,912,000 7.85%
6 Invesco Ltd. 305,156 4,562,000 6.05%
7 LPL Financial LLC 281,017 4,271,000 5.67%
8 BANK OF AMERICA CORP /DE/ 178,202 2,664,000 3.54%
9 Advisors Asset Management, Inc. 170,154 2,544,000 3.38%
10 WELLS FARGO & COMPANY/MN 166,434 2,489,000 3.30%
11 Apriem Advisors 69,347 1,037,000 1.38%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 66,428 993,000 1.32%
13 Tradewinds Capital Management, LLC 55,600 831,000 1.10%
14 First Allied Advisory Services, Inc. 51,836 774,000 1.03%
15 WEDBUSH SECURITIES INC 46,029 688,000 0.91%
16 ROYAL BANK OF CANADA 45,105 674,000 0.89%
17 CREDIT SUISSE AG/ 38,500 576,000 0.76%
18 HighTower Advisors, LLC 37,081 555,000 0.74%
19 Creative Planning 33,347 499,000 0.66%
20 FIRST FOUNDATION ADVISORS 29,601 443,000 0.59%
21 D.A. DAVIDSON & CO. 26,976 403,000 0.53%
22 STIFEL FINANCIAL CORP 23,466 351,000 0.47%
23 Raymond James Financial Services Advisors, Inc. 20,508 307,000 0.41%
24 RAYMOND JAMES & ASSOCIATES 16,356 245,000 0.33%
25 Concert Wealth Management Inc. 16,413 245,000 0.33%
26 INTEGRATED WEALTH MANAGEMENT 16,073 240,000 0.32%
27 Investors Capital Advisory Services 14,000 209,000 0.28%
28 WHITTIER TRUST CO OF NEVADA INC 12,902 193,000 0.26%
29 Commonwealth Equity Services, Inc 12,746 191,000 0.25%
30 Baker Ellis Asset Management LLC 12,653 189,000 0.25%
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 12,449 186,000 0.25%
32 RAND WEALTH, LLC 10,612 159,000 0.21%
33 DENVER INVESTMENT ADVISORS LLC 10,000 150,000 0.20%
34 MUFG Americas Holdings Corp 8,751 131,000 0.17%
35 PNC FINANCIAL SERVICES GROUP, INC. 5,038 76,000 0.10%
36 SECURITY NATIONAL TRUST CO 4,243 63,000 0.08%
37 Allworth Financial LP 2,976 44,000 0.06% PRN
38 DEUTSCHE BANK AG\ 2,882 43,000 0.06%
39 Stanford Investment Group, Inc. 2,273 34,000 0.05%
40 Efficient Market Advisors, LLC 2,046 31,000 0.04%
41 US BANCORP \DE\ 1,872 28,000 0.04%
42 CITIGROUP INC 1,337 20,000 0.03%
43 FIFTH THIRD BANCORP 1,219 18,000 0.02%
44 REILLY FINANCIAL ADVISORS, LLC 1,126 17,000 0.02%
45 Gemmer Asset Management LLC 1,047 16,000 0.02%
46 MSI Financial Services Inc 881 13,000 0.02%
47 Tower Research Capital LLC (TRC) 252 4,000 0.01%
48 AMERICAN INTERNATIONAL GROUP, INC. 127 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.