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NUVEEN CA QUALTY MUN INCOME
NUVEEN CA QUALTY MUN INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 53 Institutional holders with a total value of $81,327,060.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 991,032 15,341,000 18.86%
2 MORGAN STANLEY 773,355 11,971,000 14.72%
3 LPL Financial LLC 588,126 9,145,000 11.24%
4 GUGGENHEIM CAPITAL LLC 396,738 6,142,000 7.55%
5 Invesco Ltd. 310,221 4,802,000 5.90%
6 Laurion Capital Management LP 262,912 4,070,000 5.00%
7 WELLS FARGO & COMPANY/MN 257,425 3,985,000 4.90%
8 WHITTIER TRUST CO 228,705 3,541,000 4.35%
9 CIBC Private Wealth Group LLC 200,867 3,109,000 3.82%
10 BANK OF AMERICA CORP /DE/ 182,810 2,830,000 3.48%
11 Advisors Asset Management, Inc. 150,016 2,322,000 2.86%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 73,875 1,144,000 1.41%
13 Apriem Advisors 69,697 1,079,000 1.33%
14 Raymond James Financial Services Advisors, Inc. 67,601 1,046,000 1.29%
15 IFP ADVISORS, INC 66,278 1,026,000 1.26%
16 Tradewinds Capital Management, LLC 55,600 861,000 1.06%
17 First Allied Advisory Services, Inc. 53,831 832,000 1.02%
18 Creative Planning 46,792 724,000 0.89%
19 WEDBUSH SECURITIES INC 45,329 702,000 0.86%
20 ROYAL BANK OF CANADA 43,565 674,000 0.83%
21 CREDIT SUISSE AG/ 38,500 596,000 0.73%
22 HighTower Advisors, LLC 37,331 577,000 0.71%
23 FIRST FOUNDATION ADVISORS 36,025 558,000 0.69%
24 Curi Capital, LLC 32,573 504,000 0.62%
25 D.A. DAVIDSON & CO. 26,976 417,000 0.51%
26 STIFEL FINANCIAL CORP 24,800 384,000 0.47%
27 Concert Wealth Management Inc. 16,556 257,000 0.32%
28 Commonwealth Equity Services, Inc 16,296 252,000 0.31%
29 INTEGRATED WEALTH MANAGEMENT 16,073 249,000 0.31%
30 SG Americas Securities, LLC 15,066 233,000 0.29%
31 RAYMOND JAMES & ASSOCIATES 14,555 225,000 0.28%
32 Investors Capital Advisory Services 14,000 216,000 0.27%
33 Baker Ellis Asset Management LLC 12,653 196,000 0.24%
34 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 12,449 193,000 0.24%
35 NATIONAL PLANNING CORP 11,473 183,000 0.23%
36 Montecito Bank & Trust 11,604 180,000 0.22%
37 RAND WEALTH, LLC 10,612 164,000 0.20%
38 MUFG Americas Holdings Corp 8,751 135,000 0.17%
39 PNC FINANCIAL SERVICES GROUP, INC. 5,038 78,000 0.10%
40 SECURITY NATIONAL TRUST CO 4,243 66,000 0.08%
41 MSI Financial Services Inc 3,203 50,000 0.06%
42 DEUTSCHE BANK AG\ 2,882 44,000 0.05%
43 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 2,546 39,000 0.05%
44 Stanford Investment Group, Inc. 2,273 35,000 0.04%
45 WHITTIER TRUST CO OF NEVADA INC 2,122 33,000 0.04%
46 MOSAIC FAMILY WEALTH, LLC 2,077 32,000 0.04%
47 Efficient Market Advisors, LLC 2,046 32,000 0.04%
48 US BANCORP \DE\ 1,263 20,000 0.02%
49 Gemmer Asset Management LLC 1,047 16,000 0.02%
50 AMERICAN INTERNATIONAL GROUP, INC. 530 8,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.