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NUVEEN CA QUALTY MUN INCOME
NUVEEN CA QUALTY MUN INCOME. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 49 Institutional holders with a total value of $79,679,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 838,026 14,204,000 17.83%
2 UBS Group AG 802,107 13,596,000 17.06%
3 GUGGENHEIM CAPITAL LLC 441,132 7,477,000 9.38%
4 LPL Financial LLC 319,566 5,471,000 6.87%
5 Invesco Ltd. 287,466 4,873,000 6.12%
6 WELLS FARGO & COMPANY/MN 280,437 4,753,000 5.97%
7 Advisors Asset Management, Inc. 214,446 3,635,000 4.56%
8 WHITTIER TRUST CO 189,042 3,202,000 4.02%
9 ROYAL BANK OF CANADA 171,165 2,902,000 3.64%
10 BANK OF AMERICA CORP /DE/ 170,066 2,883,000 3.62%
11 Van Hulzen Asset Management, LLC 156,337 2,650,000 3.33%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 98,227 1,665,000 2.09%
13 IFP ADVISORS, INC 85,386 1,447,000 1.82%
14 Raymond James Financial Services Advisors, Inc. 73,710 1,249,000 1.57%
15 Apriem Advisors 70,797 1,200,000 1.51%
16 CIBC Private Wealth Group LLC 41,867 710,000 0.89%
17 WEDBUSH SECURITIES INC 39,183 664,000 0.83%
18 First Allied Advisory Services, Inc. 38,385 651,000 0.82%
19 HighTower Advisors, LLC 37,266 632,000 0.79%
20 FIRST FOUNDATION ADVISORS 34,781 590,000 0.74%
21 RAYMOND JAMES & ASSOCIATES 30,337 514,000 0.65%
22 D.A. DAVIDSON & CO. 26,558 450,000 0.56%
23 Creative Planning 25,742 436,000 0.55%
24 CUTLER INVESTMENT COUNSEL LLC 22,106 375,000 0.47%
25 STIFEL FINANCIAL CORP 21,638 367,000 0.46%
26 Concert Wealth Management Inc. 16,835 286,000 0.36%
27 INTEGRATED WEALTH MANAGEMENT 16,073 272,000 0.34%
28 Commonwealth Equity Services, Inc 15,964 271,000 0.34%
29 Investors Capital Advisory Services 15,000 253,000 0.32%
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 14,720 250,000 0.31%
31 Baker Ellis Asset Management LLC 12,653 214,000 0.27%
32 GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT 12,000 203,000 0.25%
33 Montecito Bank & Trust 11,716 199,000 0.25%
34 Cetera Advisors LLC 11,403 193,000 0.24%
35 RAND WEALTH, LLC 10,612 180,000 0.23%
36 MUFG Americas Holdings Corp 8,751 148,000 0.19%
37 ENVESTNET ASSET MANAGEMENT INC 7,490 127,000 0.16%
38 PNC FINANCIAL SERVICES GROUP, INC. 5,038 86,000 0.11%
39 SECURITY NATIONAL TRUST CO 4,243 72,000 0.09%
40 US BANCORP \DE\ 2,951 50,000 0.06%
41 DEUTSCHE BANK AG\ 2,882 48,000 0.06%
42 MSI Financial Services Inc 2,665 45,000 0.06%
43 GENOVESE BURFORD & BROTHERS WEALTH & RETIREMENT PLAN MANAGEMENT, LLC 2,546 43,000 0.05%
44 Stanford Investment Group, Inc. 2,273 39,000 0.05%
45 WHITTIER TRUST CO OF NEVADA INC 2,122 36,000 0.05%
46 MOSAIC FAMILY WEALTH, LLC 2,077 36,000 0.05%
47 Gemmer Asset Management LLC 1,047 18,000 0.02%
48 ADVISOR GROUP, INC. 530 8,000 0.01%
49 CITIGROUP INC 381 6,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.