| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,762,864 | 24,927,000 | 16.15% | ||
| 2 | MORGAN STANLEY | 1,257,831 | 17,786,000 | 11.53% | ||
| 3 | Laurion Capital Management LP | 1,087,903 | 15,383,000 | 9.97% | ||
| 4 | GUGGENHEIM CAPITAL LLC | 940,103 | 13,293,000 | 8.61% | ||
| 5 | Advisors Asset Management, Inc. | 888,235 | 12,560,000 | 8.14% | ||
| 6 | Invesco Ltd. | 765,187 | 10,820,000 | 7.01% | ||
| 7 | LPL Financial LLC | 529,908 | 7,509,000 | 4.87% | ||
| 8 | PACIFIC WEALTH STRATEGIES GROUP, INC. | 427,977 | 6,052,000 | 3.92% | ||
| 9 | WELLS FARGO & COMPANY/MN | 391,838 | 5,540,000 | 3.59% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 273,314 | 3,865,000 | 2.50% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 266,794 | 3,773,000 | 2.45% | ||
| 12 | ROYAL BANK OF CANADA | 178,401 | 2,523,000 | 1.63% | ||
| 13 | Van Hulzen Asset Management, LLC | 150,405 | 2,127,000 | 1.38% | ||
| 14 | DOLIVER ADVISORS, LP | 133,303 | 1,885,000 | 1.22% | ||
| 15 | IFP ADVISORS, INC | 125,752 | 1,778,000 | 1.15% | ||
| 16 | WHITTIER TRUST CO | 125,553 | 1,775,000 | 1.15% | ||
| 17 | Apriem Advisors | 104,447 | 1,477,000 | 0.96% | ||
| 18 | WEDBUSH SECURITIES INC | 91,746 | 1,297,000 | 0.84% | ||
| 19 | Weiss Asset Management LP | 84,369 | 1,193,000 | 0.77% | ||
| 20 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 79,113 | 1,119,000 | 0.73% | ||
| 21 | Raymond James Financial Services Advisors, Inc. | 77,501 | 1,096,000 | 0.71% | ||
| 22 | First Allied Advisory Services, Inc. | 72,054 | 1,019,000 | 0.66% | ||
| 23 | Squarepoint Ops LLC | 62,900 | 889,000 | 0.58% | ||
| 24 | WOLVERINE ASSET MANAGEMENT LLC | 61,454 | 868,000 | 0.56% | ||
| 25 | Commonwealth Equity Services, Inc | 55,088 | 779,000 | 0.50% | ||
| 26 | RB CAPITAL MANAGEMENT, LLC | 53,049 | 750,000 | 0.49% | ||
| 27 | EP Wealth Advisors, LLC | 45,022 | 637,000 | 0.41% | ||
| 28 | RAYMOND JAMES & ASSOCIATES | 44,074 | 623,000 | 0.40% | ||
| 29 | Virtu KCG Holdings LLC | 38,727 | 548,000 | 0.36% | ||
| 30 | Concert Wealth Management Inc. | 37,694 | 533,000 | 0.35% | ||
| 31 | CIBC Private Wealth Group LLC | 37,512 | 530,000 | 0.34% | ||
| 32 | HighTower Advisors, LLC | 37,125 | 525,000 | 0.34% | ||
| 33 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 34,646 | 490,000 | 0.32% | ||
| 34 | FIRST FOUNDATION ADVISORS | 33,858 | 479,000 | 0.31% | ||
| 35 | Creative Planning | 31,251 | 442,000 | 0.29% | ||
| 36 | GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT | 27,750 | 392,000 | 0.25% | ||
| 37 | BAILARD, INC. | 26,995 | 382,000 | 0.25% | ||
| 38 | Cetera Advisors LLC | 26,830 | 379,000 | 0.25% | ||
| 39 | NATIONAL PLANNING CORP | 25,763 | 373,000 | 0.24% | ||
| 40 | AQR ARBITRAGE LLC | 24,144 | 341,000 | 0.22% | ||
| 41 | CUTLER INVESTMENT COUNSEL LLC | 22,106 | 313,000 | 0.20% | ||
| 42 | MISSION WEALTH MANAGEMENT, LLC | 20,843 | 295,000 | 0.19% | ||
| 43 | MARINER INDEPENDENT ADVISOR NETWORK, LLC | 20,787 | 294,000 | 0.19% | ||
| 44 | STIFEL FINANCIAL CORP | 19,671 | 279,000 | 0.18% | ||
| 45 | ADVISOR GROUP, INC. | 19,418 | 274,000 | 0.18% | ||
| 46 | LAUREL WEALTH ADVISORS, INC. | 19,339 | 273,000 | 0.18% | ||
| 47 | MONETA GROUP INVESTMENT ADVISORS LLC | 19,000 | 269,000 | 0.17% | ||
| 48 | INTEGRATED WEALTH MANAGEMENT | 18,392 | 260,000 | 0.17% | ||
| 49 | SIT INVESTMENT ASSOCIATES INC | 17,287 | 244,000 | 0.16% | ||
| 50 | D.A. DAVIDSON & CO. | 15,813 | 223,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
