| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,087,611 | 16,630,000 | 21.81% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 799,428 | 12,223,000 | 16.03% | ||
| 3 | MORGAN STANLEY | 479,919 | 7,337,000 | 9.62% | ||
| 4 | Invesco Ltd. | 359,767 | 5,501,000 | 7.21% | ||
| 5 | WHITTIER TRUST CO | 301,776 | 4,614,000 | 6.05% | ||
| 6 | LPL Financial LLC | 289,513 | 4,424,000 | 5.80% | ||
| 7 | Advisors Asset Management, Inc. | 286,970 | 4,388,000 | 5.75% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 185,789 | 2,840,000 | 3.72% | ||
| 9 | WELLS FARGO & COMPANY/MN | 183,184 | 2,801,000 | 3.67% | ||
| 10 | GOLDMAN SACHS GROUP INC | 127,281 | 1,946,000 | 2.55% | ||
| 11 | CREDIT SUISSE AG/ | 120,755 | 1,846,000 | 2.42% | ||
| 12 | MACKAY SHIELDS LLC | 74,048 | 1,132,000 | 1.48% | ||
| 13 | Apriem Advisors | 62,497 | 956,000 | 1.25% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 55,857 | 854,000 | 1.12% | ||
| 15 | Tradewinds Capital Management, LLC | 55,600 | 850,000 | 1.11% | ||
| 16 | ROYAL BANK OF CANADA | 55,230 | 844,000 | 1.11% | ||
| 17 | FIRST TRUST ADVISORS LP | 47,079 | 720,000 | 0.94% | ||
| 18 | First Allied Advisory Services, Inc. | 43,215 | 660,000 | 0.87% | ||
| 19 | DOLIVER ADVISORS, LP | 37,788 | 513,000 | 0.67% | ||
| 20 | Creative Planning | 33,177 | 507,000 | 0.66% | ||
| 21 | HighTower Advisors, LLC | 32,618 | 499,000 | 0.65% | ||
| 22 | D.A. DAVIDSON & CO. | 25,595 | 391,000 | 0.51% | ||
| 23 | FIRST FOUNDATION ADVISORS | 22,858 | 349,000 | 0.46% | ||
| 24 | WEDBUSH SECURITIES INC | 21,521 | 329,000 | 0.43% | ||
| 25 | STIFEL FINANCIAL CORP | 20,536 | 314,000 | 0.41% | ||
| 26 | INTEGRATED WEALTH MANAGEMENT | 17,179 | 262,000 | 0.34% | ||
| 27 | RAYMOND JAMES & ASSOCIATES | 17,009 | 260,000 | 0.34% | ||
| 28 | Raymond James Financial Services Advisors, Inc. | 16,458 | 252,000 | 0.33% | ||
| 29 | Baker Ellis Asset Management LLC | 15,306 | 234,000 | 0.31% | ||
| 30 | WHITTIER TRUST CO OF NEVADA INC | 14,471 | 221,000 | 0.29% | ||
| 31 | BOSTON PRIVATE BANK & TRUST CO | 12,607 | 193,000 | 0.25% | ||
| 32 | Commonwealth Equity Services, Inc | 12,573 | 192,000 | 0.25% | ||
| 33 | Investors Capital Advisory Services | 12,500 | 191,000 | 0.25% | ||
| 34 | EP Wealth Advisors, LLC | 10,693 | 163,496 | 0.21% | ||
| 35 | RAND WEALTH, LLC | 10,612 | 162,000 | 0.21% | ||
| 36 | MUFG Americas Holdings Corp | 8,751 | 134,000 | 0.18% | ||
| 37 | PNC FINANCIAL SERVICES GROUP, INC. | 5,038 | 78,000 | 0.10% | ||
| 38 | CITIGROUP INC | 5,039 | 77,000 | 0.10% | ||
| 39 | SECURITY NATIONAL TRUST CO | 4,243 | 65,000 | 0.09% | ||
| 40 | Allworth Financial LP | 2,976 | 46,000 | 0.06% | PRN | |
| 41 | Orion Porfolio Solutions, LLC | 2,739 | 42,000 | 0.06% | ||
| 42 | US BANCORP \DE\ | 2,520 | 39,000 | 0.05% | ||
| 43 | Stanford Investment Group, Inc. | 2,273 | 35,000 | 0.05% | ||
| 44 | GUPTA WEALTH MANAGEMENT LLC | 2,000 | 31,000 | 0.04% | ||
| 45 | Efficient Market Advisors, LLC | 2,046 | 31,000 | 0.04% | ||
| 46 | DEUTSCHE BANK AG\ | 1,715 | 26,000 | 0.03% | ||
| 47 | MSI Financial Services Inc | 1,406 | 21,000 | 0.03% | ||
| 48 | Gemmer Asset Management LLC | 1,047 | 16,000 | 0.02% | ||
| 49 | AMERICAN INTERNATIONAL GROUP, INC. | 551 | 8,425 | 0.01% | ||
| 50 | NORTHERN TRUST CORP | 18,623 | 3,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
