| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 307,896 | 4,273,000 | 30.37% | ||
| 2 | Invesco Ltd. | 170,677 | 2,369,000 | 16.84% | ||
| 3 | LPL Financial LLC | 160,126 | 2,223,000 | 15.80% | ||
| 4 | INTEGRATED WEALTH COUNSEL, LLC | 115,980 | 1,610,000 | 11.44% | ||
| 5 | UBS AG | 87,080 | 1,209,000 | 8.59% | ||
| 6 | MORGAN STANLEY | 42,192 | 586,000 | 4.17% | ||
| 7 | WELLS FARGO & COMPANY/MN | 33,753 | 468,000 | 3.33% | ||
| 8 | SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 24,145 | 335,000 | 2.38% | ||
| 9 | CITIGROUP INC | 23,609 | 328,000 | 2.33% | ||
| 10 | HOLLENCREST CAPITAL MANAGEMENT | 13,283 | 184,000 | 1.31% | ||
| 11 | Granite Investment Partners, LLC | 12,108 | 168,000 | 1.19% | ||
| 12 | D.A. DAVIDSON & CO. | 8,524 | 118,000 | 0.84% | ||
| 13 | BANK OF AMERICA CORP /DE/ | 7,773 | 108,000 | 0.77% | ||
| 14 | Apriem Advisors | 2,373 | 33,000 | 0.23% | ||
| 15 | MSI Financial Services Inc | 1,750 | 24,000 | 0.17% | ||
| 16 | Creative Planning | 1,070 | 15,000 | 0.11% | ||
| 17 | ROYAL BANK OF CANADA | 1,000 | 14,000 | 0.10% | ||
| 18 | Tower Research Capital LLC (TRC) | 188 | 3,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
