| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 303,424 | 4,617,000 | 31.83% | ||
| 2 | Invesco Ltd. | 255,854 | 3,895,000 | 26.86% | ||
| 3 | LPL Financial LLC | 120,585 | 1,845,000 | 12.72% | ||
| 4 | MORGAN STANLEY | 94,377 | 1,436,000 | 9.90% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 32,681 | 497,000 | 3.43% | ||
| 6 | Commonwealth Equity Services, Inc | 30,090 | 458,000 | 3.16% | ||
| 7 | SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 24,145 | 368,000 | 2.54% | ||
| 8 | WELLS FARGO & COMPANY/MN | 19,854 | 302,000 | 2.08% | ||
| 9 | CITIGROUP INC | 18,989 | 289,000 | 1.99% | ||
| 10 | AMERICAN INTERNATIONAL GROUP, INC. | 15,745 | 240,000 | 1.65% | ||
| 11 | UBS Group AG | 15,216 | 232,000 | 1.60% | ||
| 12 | Granite Investment Partners, LLC | 12,108 | 184,000 | 1.27% | ||
| 13 | INTEGRATED WEALTH COUNSEL, LLC | 3,500 | 53,000 | 0.37% | ||
| 14 | Apriem Advisors | 2,373 | 36,000 | 0.25% | ||
| 15 | MSI Financial Services Inc | 1,750 | 27,000 | 0.19% | ||
| 16 | Creative Planning | 1,070 | 16,000 | 0.11% | ||
| 17 | D.A. DAVIDSON & CO. | 575 | 8,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
