| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 319,850 | 5,004,000 | 30.02% | ||
| 2 | Invesco Ltd. | 223,899 | 3,504,000 | 21.02% | ||
| 3 | LPL Financial LLC | 168,123 | 2,631,000 | 15.78% | ||
| 4 | UBS Group AG | 99,757 | 1,561,000 | 9.36% | ||
| 5 | MORGAN STANLEY | 69,552 | 1,088,000 | 6.53% | ||
| 6 | WELLS FARGO & COMPANY/MN | 26,253 | 411,000 | 2.47% | ||
| 7 | Commonwealth Equity Services, Inc | 25,000 | 391,000 | 2.35% | ||
| 8 | SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 24,145 | 378,000 | 2.27% | ||
| 9 | CITIGROUP INC | 23,909 | 374,000 | 2.24% | ||
| 10 | CITY NATIONAL BANK | 18,274 | 286,000 | 1.72% | ||
| 11 | BANK OF AMERICA CORP /DE/ | 15,417 | 241,000 | 1.45% | ||
| 12 | HOLLENCREST CAPITAL MANAGEMENT | 15,018 | 235,000 | 1.41% | ||
| 13 | Granite Investment Partners, LLC | 12,108 | 189,000 | 1.13% | ||
| 14 | Neumann Capital Management, LLC | 10,000 | 157,000 | 0.94% | ||
| 15 | NATIONAL PLANNING CORP | 4,325 | 68,811 | 0.41% | ||
| 16 | D.A. DAVIDSON & CO. | 3,549 | 55,000 | 0.33% | ||
| 17 | Apriem Advisors | 2,373 | 37,000 | 0.22% | ||
| 18 | MSI Financial Services Inc | 1,750 | 27,000 | 0.16% | ||
| 19 | Creative Planning | 1,070 | 17,000 | 0.10% | ||
| 20 | AMERICAN INTERNATIONAL GROUP, INC. | 1,021 | 15,979 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
