| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 300,338 | 4,653,000 | 30.80% | ||
| 2 | Invesco Ltd. | 232,942 | 3,608,000 | 23.88% | ||
| 3 | LPL Financial LLC | 141,758 | 2,196,000 | 14.54% | ||
| 4 | MORGAN STANLEY | 69,742 | 1,081,000 | 7.16% | ||
| 5 | UBS Group AG | 51,336 | 795,000 | 5.26% | ||
| 6 | Commonwealth Equity Services, Inc | 30,035 | 465,000 | 3.08% | ||
| 7 | WELLS FARGO & COMPANY/MN | 26,254 | 406,000 | 2.69% | ||
| 8 | SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 24,145 | 374,000 | 2.48% | ||
| 9 | CITIGROUP INC | 23,909 | 370,000 | 2.45% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 16,364 | 253,000 | 1.67% | ||
| 11 | HOLLENCREST CAPITAL MANAGEMENT | 15,018 | 233,000 | 1.54% | ||
| 12 | Granite Investment Partners, LLC | 12,108 | 188,000 | 1.24% | ||
| 13 | Neumann Capital Management, LLC | 10,000 | 155,000 | 1.03% | ||
| 14 | AMERICAN INTERNATIONAL GROUP, INC. | 9,031 | 139,889 | 0.93% | ||
| 15 | D.A. DAVIDSON & CO. | 3,557 | 55,000 | 0.36% | ||
| 16 | INTEGRATED WEALTH COUNSEL, LLC | 3,500 | 54,000 | 0.36% | ||
| 17 | Apriem Advisors | 2,373 | 37,000 | 0.24% | ||
| 18 | MSI Financial Services Inc | 1,750 | 27,000 | 0.18% | ||
| 19 | Creative Planning | 1,070 | 17,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
