| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 378,993 | 6,360,000 | 40.25% | ||
| 2 | MORGAN STANLEY | 100,182 | 1,682,000 | 10.64% | ||
| 3 | LPL Financial LLC | 93,118 | 1,551,000 | 9.82% | ||
| 4 | Invesco Ltd. | 57,343 | 963,000 | 6.09% | ||
| 5 | Mechanics Bank Trust Department | 47,250 | 793,000 | 5.02% | ||
| 6 | Commonwealth Equity Services, Inc | 30,710 | 516,000 | 3.27% | ||
| 7 | WELLS FARGO & COMPANY/MN | 30,134 | 506,000 | 3.20% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 27,029 | 454,000 | 2.87% | ||
| 9 | SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 24,145 | 405,000 | 2.56% | ||
| 10 | GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT | 22,955 | 385,000 | 2.44% | ||
| 11 | UBS Group AG | 22,810 | 383,000 | 2.42% | ||
| 12 | CITIGROUP INC | 20,639 | 346,000 | 2.19% | ||
| 13 | Virtu KCG Holdings LLC | 20,579 | 346,000 | 2.19% | ||
| 14 | ADVISOR GROUP, INC. | 15,907 | 267,000 | 1.69% | ||
| 15 | SUNTRUST BANKS INC | 15,865 | 266,000 | 1.68% | ||
| 16 | Granite Investment Partners, LLC | 12,089 | 203,000 | 1.28% | ||
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 8,800 | 148,000 | 0.94% | ||
| 18 | IFP ADVISORS, INC | 6,379 | 107,000 | 0.68% | ||
| 19 | Creative Planning | 2,530 | 42,000 | 0.27% | ||
| 20 | Apriem Advisors | 2,373 | 40,000 | 0.25% | ||
| 21 | ROYAL BANK OF CANADA | 908 | 15,000 | 0.09% | ||
| 22 | MSI Financial Services Inc | 843 | 14,000 | 0.09% | ||
| 23 | D.A. DAVIDSON & CO. | 608 | 10,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
