| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 350,693 | 5,937,000 | 35.21% | ||
| 2 | LPL Financial LLC | 107,173 | 1,871,000 | 11.10% | ||
| 3 | MORGAN STANLEY | 101,927 | 1,725,000 | 10.23% | ||
| 4 | Invesco Ltd. | 100,079 | 1,694,000 | 10.05% | ||
| 5 | GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT | 67,909 | 1,149,000 | 6.81% | ||
| 6 | Van Hulzen Asset Management, LLC | 54,069 | 915,000 | 5.43% | ||
| 7 | WELLS FARGO & COMPANY/MN | 32,465 | 550,000 | 3.26% | ||
| 8 | Commonwealth Equity Services, Inc | 31,053 | 526,000 | 3.12% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 29,859 | 506,000 | 3.00% | ||
| 10 | SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 24,145 | 409,000 | 2.43% | ||
| 11 | CITIGROUP INC | 19,689 | 333,000 | 1.97% | ||
| 12 | NATIONAL PLANNING CORP | 15,450 | 268,000 | 1.59% | ||
| 13 | ADVISOR GROUP, INC. | 13,258 | 224,000 | 1.33% | ||
| 14 | Granite Investment Partners, LLC | 12,108 | 205,000 | 1.22% | ||
| 15 | UBS Group AG | 10,133 | 172,000 | 1.02% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 8,800 | 149,000 | 0.88% | ||
| 17 | IFP ADVISORS, INC | 6,233 | 106,000 | 0.63% | ||
| 18 | MSI Financial Services Inc | 2,401 | 41,000 | 0.24% | ||
| 19 | Apriem Advisors | 2,373 | 40,000 | 0.24% | ||
| 20 | Creative Planning | 1,070 | 18,000 | 0.11% | ||
| 21 | D.A. DAVIDSON & CO. | 600 | 10,000 | 0.06% | ||
| 22 | ROYAL BANK OF CANADA | 502 | 8,000 | 0.05% | ||
| 23 | MUFG Americas Holdings Corp | 312 | 5,000 | 0.03% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
