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PIMCO CA MUNICIPAL INCOME FD
PIMCO CA MUNICIPAL INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 22 Institutional holders with a total value of $18,907,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 314,198 4,933,000 26.09%
2 LPL Financial LLC 230,204 3,644,000 19.27%
3 Invesco Ltd. 227,284 3,568,000 18.87%
4 MORGAN STANLEY 96,797 1,519,000 8.03%
5 GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT 50,899 799,000 4.23%
6 Laurion Capital Management LP 48,019 754,000 3.99%
7 BANK OF AMERICA CORP /DE/ 42,091 661,000 3.50%
8 NATIONAL PLANNING CORP 30,125 479,000 2.53%
9 Commonwealth Equity Services, Inc 30,383 477,000 2.52%
10 SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) 24,145 379,000 2.00%
11 CITIGROUP INC 20,089 315,000 1.67%
12 WELLS FARGO & COMPANY/MN 19,854 311,000 1.64%
13 SG Americas Securities, LLC 17,576 276,000 1.46%
14 AMERICAN INTERNATIONAL GROUP, INC. 15,942 250,000 1.32%
15 UBS Group AG 14,850 233,000 1.23%
16 Granite Investment Partners, LLC 12,108 190,000 1.00%
17 Apriem Advisors 2,373 37,000 0.20%
18 Creative Planning 2,080 33,000 0.17%
19 MSI Financial Services Inc 1,750 27,000 0.14%
20 D.A. DAVIDSON & CO. 583 9,000 0.05%
21 IFP ADVISORS, INC 433 7,000 0.04%
22 Tower Research Capital LLC (TRC) 371 6,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.