| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 328,400 | 4,747,000 | 33.46% | ||
| 2 | LPL Financial LLC | 161,665 | 2,336,000 | 16.46% | ||
| 3 | Invesco Ltd. | 158,205 | 2,286,000 | 16.11% | ||
| 4 | UBS AG | 89,971 | 1,301,000 | 9.17% | ||
| 5 | WELLS FARGO & COMPANY/MN | 71,253 | 1,030,000 | 7.26% | ||
| 6 | MORGAN STANLEY | 50,399 | 728,000 | 5.13% | ||
| 7 | SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | 24,145 | 349,000 | 2.46% | ||
| 8 | CITIGROUP INC | 24,109 | 348,000 | 2.45% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 15,352 | 222,000 | 1.56% | ||
| 10 | HOLLENCREST CAPITAL MANAGEMENT | 15,018 | 217,000 | 1.53% | ||
| 11 | Commonwealth Equity Services, Inc | 14,480 | 209,000 | 1.47% | ||
| 12 | Granite Investment Partners, LLC | 12,108 | 175,000 | 1.23% | ||
| 13 | INTEGRATED WEALTH COUNSEL, LLC | 7,000 | 101,000 | 0.71% | ||
| 14 | D.A. DAVIDSON & CO. | 3,532 | 51,000 | 0.36% | ||
| 15 | Apriem Advisors | 2,373 | 34,000 | 0.24% | ||
| 16 | MSI Financial Services Inc | 1,750 | 25,000 | 0.18% | ||
| 17 | Creative Planning | 1,070 | 15,000 | 0.11% | ||
| 18 | ROYAL BANK OF CANADA | 1,000 | 14,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
