| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MARINER INVESTMENT GROUP LLC | 187,586 | 3,416,000 | 32.25% | ||
| 2 | RAYMOND JAMES & ASSOCIATES | 164,390 | 2,994,000 | 28.27% | ||
| 3 | ROYAL BANK OF CANADA | 73,228 | 1,333,000 | 12.58% | ||
| 4 | Advisors Asset Management, Inc. | 45,154 | 822,000 | 7.76% | ||
| 5 | WOLVERINE ASSET MANAGEMENT LLC | 33,411 | 608,000 | 5.74% | ||
| 6 | MORGAN STANLEY | 27,350 | 498,000 | 4.70% | ||
| 7 | Virtu KCG Holdings LLC | 22,462 | 409,000 | 3.86% | ||
| 8 | Investors Capital Advisory Services | 10,500 | 191,000 | 1.80% | ||
| 9 | ROBINSON CAPITAL MANAGEMENT, LLC | 10,000 | 182,000 | 1.72% | ||
| 10 | D.A. DAVIDSON & CO. | 3,565 | 64,000 | 0.60% | ||
| 11 | UBS AG | 1,795 | 32,000 | 0.30% | ||
| 12 | MACROVIEW INVESTMENT MANAGEMENT LLC | 1,250 | 23,000 | 0.22% | ||
| 13 | WELLS FARGO & COMPANY/MN | 1,000 | 18,000 | 0.17% | ||
| 14 | Tower Research Capital LLC (TRC) | 100 | 2,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
