| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 513,248 | 8,617,000 | 47.31% | ||
| 2 | Invesco Ltd. | 184,929 | 3,105,000 | 17.05% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 155,467 | 2,610,000 | 14.33% | ||
| 4 | ROYAL BANK OF CANADA | 46,677 | 784,000 | 4.30% | ||
| 5 | LPL Financial LLC | 23,821 | 406,000 | 2.23% | ||
| 6 | Shaker Financial Services, LLC | 24,045 | 404,000 | 2.22% | ||
| 7 | GUGGENHEIM CAPITAL LLC | 23,829 | 400,000 | 2.20% | ||
| 8 | MORGAN STANLEY | 22,518 | 378,000 | 2.08% | ||
| 9 | MARINER INVESTMENT GROUP LLC | 22,156 | 372,000 | 2.04% | ||
| 10 | OPPENHEIMER & CO INC | 17,250 | 290,000 | 1.59% | ||
| 11 | Virtu KCG Holdings LLC | 15,478 | 260,000 | 1.43% | ||
| 12 | Kovack Advisors, Inc. | 14,370 | 241,000 | 1.32% | ||
| 13 | D.A. DAVIDSON & CO. | 10,061 | 168,000 | 0.92% | ||
| 14 | WOLVERINE ASSET MANAGEMENT LLC | 5,647 | 94,000 | 0.52% | ||
| 15 | Highlander Capital Management, LLC | 4,500 | 76,000 | 0.42% | ||
| 16 | UBS Group AG | 317 | 5,000 | 0.03% | ||
| 17 | Tower Research Capital LLC (TRC) | 100 | 2,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
