| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 449,426 | 7,667,000 | 43.39% | ||
| 2 | MARINER INVESTMENT GROUP LLC | 189,563 | 3,234,000 | 18.30% | ||
| 3 | RAYMOND JAMES & ASSOCIATES | 181,448 | 3,096,000 | 17.52% | ||
| 4 | ROYAL BANK OF CANADA | 45,143 | 770,000 | 4.36% | ||
| 5 | MORGAN STANLEY | 40,162 | 685,000 | 3.88% | ||
| 6 | Invesco Ltd. | 29,937 | 511,000 | 2.89% | ||
| 7 | Laurion Capital Management LP | 28,113 | 480,000 | 2.72% | ||
| 8 | D.A. DAVIDSON & CO. | 16,865 | 287,000 | 1.62% | ||
| 9 | UBS Group AG | 14,749 | 251,000 | 1.42% | ||
| 10 | OPPENHEIMER & CO INC | 11,850 | 202,000 | 1.14% | ||
| 11 | Virtu KCG Holdings LLC | 11,869 | 202,000 | 1.14% | ||
| 12 | Family Manage LLC | 10,400 | 177,000 | 1.00% | ||
| 13 | Highlander Capital Management, LLC | 5,250 | 90,000 | 0.51% | ||
| 14 | B. Riley Wealth Advisors, Inc. | 700 | 12,000 | 0.07% | ||
| 15 | WELLS FARGO & COMPANY/MN | 260 | 4,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
