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THL CR SR LN FD
THL CR SR LN FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 12 Institutional holders with a total value of $13,552,766.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MARINER INVESTMENT GROUP LLC 232,748 4,255,000 31.40%
2 RAYMOND JAMES & ASSOCIATES 167,458 3,061,000 22.59%
3 Advisors Asset Management, Inc. 156,762 2,866,000 21.15%
4 ROYAL BANK OF CANADA 66,790 1,221,000 9.01%
5 WOLVERINE ASSET MANAGEMENT LLC 40,629 742,000 5.47%
6 MORGAN STANLEY 30,383 555,000 4.10%
7 Virtu KCG Holdings LLC 23,345 427,000 3.15%
8 Family Manage LLC 10,400 190,000 1.40%
9 D.A. DAVIDSON & CO. 6,065 110,000 0.81%
10 Highlander Capital Management, LLC 5,250 95,970 0.71%
11 UBS AG 956 17,000 0.13%
12 B. Riley Wealth Advisors, Inc. 700 12,796 0.09%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.