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THL CR SR LN FD
THL CR SR LN FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 21 Institutional holders with a total value of $26,378,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 807,626 12,809,000 48.56%
2 Invesco Ltd. 205,911 3,266,000 12.38%
3 RAYMOND JAMES & ASSOCIATES 175,633 2,786,000 10.56%
4 Raymond James Financial Services Advisors, Inc. 106,225 1,685,000 6.39%
5 MARINER INVESTMENT GROUP LLC 80,870 1,283,000 4.86%
6 LPL Financial LLC 49,722 784,000 2.97%
7 ROYAL BANK OF CANADA 44,904 712,000 2.70%
8 MORGAN STANLEY 32,712 519,000 1.97%
9 Shaker Financial Services, LLC 31,068 493,000 1.87%
10 OPPENHEIMER & CO INC 22,250 353,000 1.34%
11 GUGGENHEIM CAPITAL LLC 22,002 349,000 1.32%
12 AQR ARBITRAGE LLC 15,463 245,000 0.93%
13 RIVERNORTH CAPITAL MANAGEMENT, LLC 14,655 232,000 0.88%
14 D.A. DAVIDSON & CO. 11,496 182,000 0.69%
15 Squarepoint Ops LLC 11,400 181,000 0.69%
16 Fiduciary Trust Co International of Pennsylvania 10,000 159,000 0.60%
17 ALLEGIS INVESTMENT ADVISORS, LLC 8,530 135,000 0.51%
18 Highlander Capital Management, LLC 4,500 71,000 0.27%
19 IFP ADVISORS, INC 3,810 60,000 0.23%
20 UBS Group AG 2,343 37,000 0.14%
21 Tower Research Capital LLC (TRC) 2,317 37,000 0.14%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.