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THL CR SR LN FD
THL CR SR LN FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 20 Institutional holders with a total value of $31,271,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 980,360 15,657,000 50.07%
2 Raymond James Financial Services Advisors, Inc. 281,751 4,471,000 14.30%
3 Invesco Ltd. 163,027 2,587,000 8.27%
4 RAYMOND JAMES & ASSOCIATES 148,531 2,357,000 7.54%
5 MARINER INVESTMENT GROUP LLC 97,712 1,551,000 4.96%
6 Shaker Financial Services, LLC 89,119 1,414,000 4.52%
7 ROYAL BANK OF CANADA 44,904 713,000 2.28%
8 LPL Financial LLC 32,532 503,000 1.61%
9 OPPENHEIMER & CO INC 23,500 373,000 1.19%
10 GUGGENHEIM CAPITAL LLC 20,924 335,000 1.07%
11 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 18,969 302,000 0.97%
12 D.A. DAVIDSON & CO. 11,496 182,000 0.58%
13 AQR ARBITRAGE LLC 11,186 179,000 0.57%
14 MORGAN STANLEY 10,314 164,000 0.52%
15 Fiduciary Trust Co International of Pennsylvania 10,000 159,000 0.51%
16 IFP ADVISORS, INC 5,482 87,000 0.28%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,216 82,000 0.26%
18 Highlander Capital Management, LLC 4,500 71,000 0.23%
19 ENVESTNET ASSET MANAGEMENT INC 3,251 52,000 0.17%
20 Barnett & Company, Inc. 2,000 32,000 0.10%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.