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THL CR SR LN FD
THL CR SR LN FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 12 Institutional holders with a total value of $18,046,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 531,755 9,907,000 54.90%
2 RAYMOND JAMES & ASSOCIATES 174,659 3,254,000 18.03%
3 Invesco Ltd. 117,537 2,190,000 12.14%
4 ROYAL BANK OF CANADA 44,643 832,000 4.61%
5 MORGAN STANLEY 27,460 512,000 2.84%
6 LPL Financial LLC 20,521 386,000 2.14%
7 GUGGENHEIM CAPITAL LLC 12,641 236,000 1.31%
8 OPPENHEIMER & CO INC 12,250 228,000 1.26%
9 UBS Group AG 11,700 218,000 1.21%
10 D.A. DAVIDSON & CO. 9,698 180,000 1.00%
11 Highlander Capital Management, LLC 5,250 98,000 0.54%
12 WELLS FARGO & COMPANY/MN 260 5,000 0.03%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.