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THL CR SR LN FD
THL CR SR LN FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 19 Institutional holders with a total value of $20,751,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 495,937 7,682,000 37.02%
2 Invesco Ltd. 212,376 3,292,000 15.86%
3 RAYMOND JAMES & ASSOCIATES 141,816 2,198,000 10.59%
4 MORGAN STANLEY 103,419 1,603,000 7.72%
5 Raymond James Financial Services Advisors, Inc. 79,338 1,230,000 5.93%
6 MARINER INVESTMENT GROUP LLC 73,768 1,143,000 5.51%
7 ROYAL BANK OF CANADA 46,677 723,000 3.48%
8 Shaker Financial Services, LLC 42,370 657,000 3.17%
9 LPL Financial LLC 24,861 381,000 1.84%
10 GUGGENHEIM CAPITAL LLC 23,214 360,000 1.73%
11 OPPENHEIMER & CO INC 22,250 345,000 1.66%
12 Laurion Capital Management LP 20,065 311,000 1.50%
13 Kovack Advisors, Inc. 10,173 158,000 0.76%
14 D.A. DAVIDSON & CO. 10,061 155,000 0.75%
15 Fiduciary Trust Co International of Pennsylvania 10,000 155,000 0.75%
16 WOLVERINE ASSET MANAGEMENT LLC 9,735 150,000 0.72%
17 UBS Group AG 8,770 136,000 0.66%
18 Highlander Capital Management, LLC 4,500 69,000 0.33%
19 Tower Research Capital LLC (TRC) 178 3,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.