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THL CR SR LN FD
THL CR SR LN FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 21 Institutional holders with a total value of $39,564,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,146,298 21,482,000 54.30%
2 Invesco Ltd. 256,940 4,815,000 12.17%
3 RAYMOND JAMES & ASSOCIATES 123,195 2,309,000 5.84%
4 Raymond James Financial Services Advisors, Inc. 103,016 1,931,000 4.88%
5 Shaker Financial Services, LLC 94,733 1,775,000 4.49%
6 ROBINSON CAPITAL MANAGEMENT, LLC 87,448 1,639,000 4.14%
7 COMERICA SECURITIES INC 81,018 1,518,000 3.84%
8 ROYAL BANK OF CANADA 34,440 645,000 1.63%
9 MORGAN STANLEY 33,541 628,000 1.59%
10 MARINER INVESTMENT GROUP LLC 25,601 480,000 1.21%
11 OPPENHEIMER & CO INC 22,500 422,000 1.07%
12 IFP ADVISORS, INC 21,068 395,000 1.00%
13 LPL Financial LLC 16,317 303,000 0.77%
14 Zuckerman Investment Group, LLC 15,635 293,000 0.74%
15 Private Advisor Group, LLC 13,420 239,000 0.60%
16 Fiduciary Trust Co International of Pennsylvania 10,000 187,000 0.47%
17 D.A. DAVIDSON & CO. 10,014 187,000 0.47%
18 UBS Group AG 9,601 180,000 0.45%
19 Highlander Capital Management, LLC 4,500 84,000 0.21%
20 WELLS FARGO & COMPANY/MN 1,750 33,000 0.08%
21 ADVISOR GROUP, INC. 1,000 19,000 0.05%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.