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THL CR SR LN FD
THL CR SR LN FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 24 Institutional holders with a total value of $30,810,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,012,562 16,282,000 52.85%
2 Invesco Ltd. 163,246 2,625,000 8.52%
3 RAYMOND JAMES & ASSOCIATES 147,074 2,365,000 7.68%
4 Shaker Financial Services, LLC 122,450 1,969,000 6.39%
5 Raymond James Financial Services Advisors, Inc. 111,274 1,789,000 5.81%
6 MARINER INVESTMENT GROUP LLC 88,290 1,420,000 4.61%
7 COMERICA SECURITIES INC 71,258 1,146,000 3.72%
8 ROYAL BANK OF CANADA 55,894 899,000 2.92%
9 OPPENHEIMER & CO INC 23,500 378,000 1.23%
10 GUGGENHEIM CAPITAL LLC 23,512 378,000 1.23%
11 LPL Financial LLC 19,883 320,000 1.04%
12 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 18,969 305,000 0.99%
13 Private Advisor Group, LLC 12,620 203,000 0.66%
14 D.A. DAVIDSON & CO. 11,496 184,000 0.60%
15 Fiduciary Trust Co International of Pennsylvania 10,000 161,000 0.52%
16 MORGAN STANLEY 8,707 140,000 0.45%
17 IFP ADVISORS, INC 6,185 99,000 0.32%
18 Highlander Capital Management, LLC 4,500 72,000 0.23%
19 Barnett & Company, Inc. 2,000 32,000 0.10%
20 WELLS FARGO & COMPANY/MN 1,000 16,000 0.05%
21 UBS Group AG 727 12,000 0.04%
22 PITTENGER & ANDERSON INC 481 8,000 0.03% PRN
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 340 5,000 0.02%
24 Tower Research Capital LLC (TRC) 100 2,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.