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EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 17 Institutional holders with a total value of $21,312,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LAZARD ASSET MANAGEMENT LLC 466,800 12,701,000 59.60%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 189,260 5,150,000 24.16%
3 Private Advisor Group, LLC 39,653 1,079,000 5.06%
4 BANQUE PICTET & CIE SA 29,775 810,000 3.80%
5 BECK CAPITAL MANAGEMENT, LLC 24,010 662,000 3.11%
6 LPL Financial LLC 17,994 490,000 2.30%
7 ROYAL BANK OF CANADA 3,955 108,000 0.51%
8 DEUTSCHE BANK AG\ 3,000 81,000 0.38%
9 Joel Isaacson & Co., LLC 2,650 72,000 0.34%
10 UBS AG 2,081 57,000 0.27%
11 AMERIPRISE FINANCIAL INC 1,300 35,000 0.16%
12 MORGAN STANLEY 800 22,000 0.10%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 700 19,000 0.09%
14 Trutina Financial LLC 500 14,000 0.07%
15 PNC FINANCIAL SERVICES GROUP, INC. 250 7,000 0.03%
16 NewSquare Capital LLC 196 5,000 0.02%
17 Creative Planning 10 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.