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EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 26 Institutional holders with a total value of $6,952,330.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cambridge Investment Research Advisors, Inc. 43,252 1,228,000 17.66%
2 UBS Group AG 42,580 1,209,000 17.39%
3 JANE STREET GROUP, LLC 20,818 591,000 8.50%
4 Moors & Cabot, Inc. 18,884 538,000 7.74%
5 AVALON CAPITAL MANAGEMENT 16,696 474,000 6.82%
6 ROYAL BANK OF CANADA 16,434 466,000 6.70%
7 LPL Financial LLC 15,364 432,000 6.21%
8 NTV ASSET MANAGEMENT LLC 15,200 431,000 6.20%
9 CIBC WORLD MARKET INC. 14,100 400,000 5.75%
10 Commonwealth Equity Services, Inc 11,573 329,000 4.73%
11 CARDAN CAPITAL PARTNERS, LLC 8,672 246,000 3.54%
12 HighTower Advisors, LLC 8,264 235,000 3.38%
13 MSI Financial Services Inc 3,937 112,000 1.61%
14 Joel Isaacson & Co., LLC 2,650 75,000 1.08%
15 MORGAN STANLEY 1,987 56,000 0.81%
16 BANK OF AMERICA CORP /DE/ 1,195 34,000 0.49%
17 Compagnie Lombard Odier SCmA 900 26,000 0.37%
18 Winslow, Evans & Crocker, Inc. 716 20,330 0.29%
19 Creative Planning 605 17,000 0.24%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 452 13,000 0.19%
21 PNC FINANCIAL SERVICES GROUP, INC. 250 7,000 0.10%
22 KRILOGY FINANCIAL LLC 154 4,000 0.06%
23 BANK OF MONTREAL /CAN/ 100 3,000 0.04%
24 Cordasco Financial Network 100 3,000 0.04%
25 IFP ADVISORS, INC 100 3,000 0.04%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.