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EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 27 Institutional holders with a total value of $6,831,641.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 54,887 1,426,000 20.87%
2 Bison Wealth, LLC 36,217 948,000 13.88%
3 UBS Group AG 31,532 826,000 12.09%
4 BANQUE PICTET & CIE SA 27,975 732,000 10.71%
5 Virtu KCG Holdings LLC 26,330 689,000 10.09%
6 NTV ASSET MANAGEMENT LLC 20,000 523,000 7.66%
7 STIFEL FINANCIAL CORP 17,768 465,000 6.81%
8 Private Advisor Group, LLC 15,296 400,000 5.86%
9 CIBC WORLD MARKET INC. 10,500 275,000 4.03%
10 Investors Capital Advisory Services 7,717 202,000 2.96%
11 MORGAN STANLEY 2,900 76,000 1.11%
12 Joel Isaacson & Co., LLC 2,650 69,000 1.01%
13 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,562 41,000 0.60%
14 MSI Financial Services Inc 1,483 39,000 0.57%
15 Winslow, Evans & Crocker, Inc. 956 25,002 0.37%
16 BANK OF AMERICA CORP /DE/ 695 18,000 0.26%
17 SCHRODER INVESTMENT MANAGEMENT GROUP 635 17,000 0.25%
18 EDMOND DE ROTHSCHILD HOLDING S.A. 400 10,000 0.15%
19 EDMOND DE ROTHSCHILD (SUISSE) S.A. 400 10,000 0.15%
20 AMERICAN INTERNATIONAL GROUP, INC. 330 8,639 0.13%
21 ROYAL BANK OF CANADA 300 8,000 0.12%
22 PNC FINANCIAL SERVICES GROUP, INC. 250 7,000 0.10%
23 Bray Capital Advisors 240 6,000 0.09%
24 GUPTA WEALTH MANAGEMENT LLC 200 5,000 0.07%
25 JFS WEALTH ADVISORS, LLC 100 3,000 0.04%
26 Cordasco Financial Network 100 3,000 0.04%
27 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.