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EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 23 Institutional holders with a total value of $10,128,432.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 AVALON CAPITAL MANAGEMENT 112,498 2,996,000 29.58%
2 LPL Financial LLC 52,387 1,383,000 13.65%
3 ROYAL BANK OF CANADA 47,313 1,260,000 12.44%
4 Spectrum Asset Management, Inc. (NB/CA) 43,065 1,147,000 11.32%
5 BANQUE PICTET & CIE SA 39,075 1,039,000 10.26%
6 UBS Group AG 24,447 651,000 6.43%
7 STIFEL FINANCIAL CORP 17,768 473,000 4.67%
8 Private Advisor Group, LLC 14,371 383,000 3.78%
9 Virtu KCG Holdings LLC 9,372 250,000 2.47%
10 Investors Capital Advisory Services 7,717 205,000 2.02%
11 Compagnie Lombard Odier SCmA 3,000 80,000 0.79%
12 Joel Isaacson & Co., LLC 2,650 71,000 0.70%
13 MORGAN STANLEY 2,490 67,000 0.66%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,073 29,000 0.29%
15 Winslow, Evans & Crocker, Inc. 956 25,432 0.25%
16 BANK OF AMERICA CORP /DE/ 695 19,000 0.19%
17 SCHRODER INVESTMENT MANAGEMENT GROUP 635 17,000 0.17%
18 MSI Financial Services Inc 500 13,000 0.13%
19 PNC FINANCIAL SERVICES GROUP, INC. 250 7,000 0.07%
20 GUPTA WEALTH MANAGEMENT LLC 200 5,000 0.05%
21 Creative Planning 183 5,000 0.05%
22 Cordasco Financial Network 100 3,000 0.03%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.