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EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 24 Institutional holders with a total value of $8,734,628.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cambridge Investment Research Advisors, Inc. 70,451 1,735,000 19.86%
2 Bison Wealth, LLC 51,586 1,270,000 14.54%
3 JANE STREET GROUP, LLC 48,182 1,186,000 13.58%
4 LPL Financial LLC 35,202 844,000 9.66%
5 UBS Group AG 32,496 800,000 9.16%
6 CITADEL ADVISORS LLC 25,809 639,000 7.32%
7 CIBC WORLD MARKET INC. 25,725 633,000 7.25%
8 Virtu KCG Holdings LLC 22,876 563,000 6.45%
9 NTV ASSET MANAGEMENT LLC 15,200 374,000 4.28%
10 Sequoia Financial Advisors, LLC 9,327 230,000 2.63%
11 ROYAL BANK OF CANADA 7,057 174,000 1.99%
12 MSI Financial Services Inc 4,031 99,000 1.13%
13 Joel Isaacson & Co., LLC 2,650 65,000 0.74%
14 MORGAN STANLEY 1,450 35,000 0.40%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,190 29,000 0.33%
16 Winslow, Evans & Crocker, Inc. 716 17,628 0.20%
17 BANK OF AMERICA CORP /DE/ 695 17,000 0.19%
18 Tower Research Capital LLC (TRC) 291 7,000 0.08%
19 PNC FINANCIAL SERVICES GROUP, INC. 250 6,000 0.07%
20 GUPTA WEALTH MANAGEMENT LLC 200 5,000 0.06%
21 AMERICAN INTERNATIONAL GROUP, INC. 80 2,000 0.02%
22 Cordasco Financial Network 100 2,000 0.02%
23 IFP ADVISORS, INC 100 2,000 0.02%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.