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EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 22 Institutional holders with a total value of $9,363,677.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cambridge Investment Research Advisors, Inc. 131,366 3,450,000 36.84%
2 Private Advisor Group, LLC 44,659 1,173,000 12.53%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,618 1,146,000 12.24%
4 BANQUE PICTET & CIE SA 39,075 1,027,000 10.97%
5 VALUE PARTNERS LTD /ADV 29,431 773,000 8.26%
6 LPL Financial LLC 18,274 471,000 5.03%
7 BECK CAPITAL MANAGEMENT, LLC 14,985 374,000 3.99%
8 Zurcher Kantonalbank (Zurich Cantonalbank) 10,000 263,000 2.81%
9 JANE STREET GROUP, LLC 9,181 241,000 2.57%
10 UBS AG 5,002 131,000 1.40%
11 BANK OF MONTREAL /CAN/ 4,000 105,000 1.12%
12 Joel Isaacson & Co., LLC 2,650 70,000 0.75%
13 AMERIPRISE FINANCIAL INC 1,650 43,000 0.46%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,426 37,000 0.40%
15 SCHRODER INVESTMENT MANAGEMENT GROUP 635 16,677 0.18%
16 DEUTSCHE BANK AG\ 500 13,000 0.14%
17 PNC FINANCIAL SERVICES GROUP, INC. 250 7,000 0.07%
18 ROYAL BANK OF CANADA 285 7,000 0.07%
19 MORGAN STANLEY 270 7,000 0.07%
20 BANK OF AMERICA CORP /DE/ 180 5,000 0.05%
21 Ground Swell Capital, LLC 164 4,000 0.04%
22 AMERICAN ASSET MANAGEMENT INC. 11 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.