Dark
Light
System
Security
EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 25 Institutional holders with a total value of $6,853,045.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cambridge Investment Research Advisors, Inc. 64,748 1,621,000 23.65%
2 Bison Wealth, LLC 48,303 1,209,000 17.64%
3 UBS Group AG 35,206 882,000 12.87%
4 Virtu KCG Holdings LLC 26,420 662,000 9.66%
5 CIBC WORLD MARKET INC. 15,500 388,000 5.66%
6 LPL Financial LLC 15,434 381,000 5.56%
7 NTV ASSET MANAGEMENT LLC 15,200 380,000 5.54%
8 Moors & Cabot, Inc. 13,861 349,000 5.09%
9 JANE STREET GROUP, LLC 10,184 255,000 3.72%
10 ROYAL BANK OF CANADA 8,442 212,000 3.09%
11 CITADEL ADVISORS LLC 8,455 211,000 3.08%
12 MSI Financial Services Inc 3,898 98,000 1.43%
13 Joel Isaacson & Co., LLC 2,650 66,000 0.96%
14 MORGAN STANLEY 1,450 37,000 0.54%
15 BANK OF AMERICA CORP /DE/ 1,195 30,000 0.44%
16 Compagnie Lombard Odier SCmA 900 23,000 0.34%
17 Winslow, Evans & Crocker, Inc. 716 17,930 0.26%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 489 12,000 0.18%
19 PNC FINANCIAL SERVICES GROUP, INC. 250 6,000 0.09%
20 KRILOGY FINANCIAL LLC 154 4,000 0.06%
21 Cordasco Financial Network 100 3,000 0.04%
22 IFP ADVISORS, INC 100 3,000 0.04%
23 ADVISOR GROUP, INC. 80 2,000 0.03%
24 WOLVERINE TRADING LP /BD 45 1,115 0.02%
25 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.