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EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 29 Institutional holders with a total value of $13,694,918.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cambridge Investment Research Advisors, Inc. 121,642 2,704,000 19.74%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 104,245 2,302,000 16.81%
3 JANE STREET GROUP, LLC 78,453 1,744,000 12.73%
4 Virtu KCG Holdings LLC 54,184 1,205,000 8.80%
5 Bison Wealth, LLC 49,613 1,103,000 8.05%
6 UBS Group AG 41,921 932,000 6.81%
7 BANQUE PICTET & CIE SA 27,975 618,000 4.51%
8 CIBC WORLD MARKET INC. 25,025 556,000 4.06%
9 NTV ASSET MANAGEMENT LLC 20,000 444,000 3.24%
10 CITADEL ADVISORS LLC 19,037 420,000 3.07%
11 LPL Financial LLC 17,804 414,000 3.02%
12 HighTower Advisors, LLC 17,635 391,000 2.86%
13 EDMOND DE ROTHSCHILD (SUISSE) S.A. 12,400 274,000 2.00%
14 EDMOND DE ROTHSCHILD HOLDING S.A. 12,400 274,000 2.00%
15 MSI Financial Services Inc 3,378 75,000 0.55%
16 MORGAN STANLEY 2,900 64,000 0.47%
17 Joel Isaacson & Co., LLC 2,650 59,000 0.43%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,562 35,000 0.26%
19 ROYAL BANK OF CANADA 697 16,000 0.12%
20 BANK OF AMERICA CORP /DE/ 695 16,000 0.12%
21 Winslow, Evans & Crocker, Inc. 716 15,918 0.12%
22 MONETA GROUP INVESTMENT ADVISORS LLC 390 9,000 0.07%
23 AMERICAN INTERNATIONAL GROUP, INC. 330 7,000 0.05%
24 PNC FINANCIAL SERVICES GROUP, INC. 250 6,000 0.04%
25 Bray Capital Advisors 240 5,000 0.04%
26 GUPTA WEALTH MANAGEMENT LLC 200 4,000 0.03%
27 Cordasco Financial Network 100 2,000 0.01%
28 Parallax Volatility Advisers, L.P. 1 0 0.00%
29 AMERICAN ASSET MANAGEMENT INC. 11 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.