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EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 29 Institutional holders with a total value of $12,038,328.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cambridge Investment Research Advisors, Inc. 85,126 2,060,000 17.11%
2 CITADEL ADVISORS LLC 69,026 1,670,000 13.87%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 62,521 1,513,000 12.57%
4 LPL Financial LLC 59,258 1,410,000 11.71%
5 Bison Wealth, LLC 51,709 1,251,000 10.39%
6 UBS Group AG 32,409 784,000 6.51%
7 Virtu KCG Holdings LLC 31,882 772,000 6.41%
8 BANQUE PICTET & CIE SA 27,975 677,000 5.62%
9 CIBC WORLD MARKET INC. 26,075 631,000 5.24%
10 NTV ASSET MANAGEMENT LLC 17,700 428,000 3.56%
11 AVALON CAPITAL MANAGEMENT 12,860 311,000 2.58%
12 HighTower Advisors, LLC 8,242 200,000 1.66%
13 MSI Financial Services Inc 3,770 91,000 0.76%
14 Joel Isaacson & Co., LLC 2,650 64,000 0.53%
15 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,562 38,000 0.32%
16 MORGAN STANLEY 1,000 25,000 0.21%
17 ROYAL BANK OF CANADA 832 21,000 0.17%
18 Winslow, Evans & Crocker, Inc. 716 17,328 0.14%
19 BANK OF AMERICA CORP /DE/ 695 17,000 0.14%
20 EDMOND DE ROTHSCHILD (SUISSE) S.A. 400 10,000 0.08%
21 EDMOND DE ROTHSCHILD HOLDING S.A. 400 10,000 0.08%
22 AMERICAN INTERNATIONAL GROUP, INC. 330 8,000 0.07%
23 Tower Research Capital LLC (TRC) 326 8,000 0.07%
24 PNC FINANCIAL SERVICES GROUP, INC. 250 6,000 0.05%
25 GUPTA WEALTH MANAGEMENT LLC 200 5,000 0.04%
26 IFP ADVISORS, INC 200 5,000 0.04%
27 MYCIO WEALTH PARTNERS, LLC 150 4,000 0.03%
28 Cordasco Financial Network 100 2,000 0.02%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.