Dark
Light
System
Security
EXCHANGE TRADED CONCEPTS TR
EXCHANGE TRADED CONCEPTS TR. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 34 Institutional holders with a total value of $10,581,483.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 66,612 1,908,000 18.03%
2 AVALON CAPITAL MANAGEMENT 47,411 1,358,000 12.83%
3 PVG Asset Management 34,730 995,014 9.40%
4 Cambridge Investment Research Advisors, Inc. 34,694 994,000 9.39%
5 NATIONAL PLANNING CORP 26,024 800,000 7.56%
6 Moors & Cabot, Inc. 24,286 693,000 6.55%
7 ROYAL BANK OF CANADA 18,554 531,000 5.02%
8 LPL Financial LLC 16,811 487,000 4.60%
9 NTV ASSET MANAGEMENT LLC 15,200 435,000 4.11%
10 CIBC WORLD MARKET INC. 15,100 433,000 4.09%
11 Commonwealth Equity Services, Inc 12,394 355,000 3.35%
12 CARDAN CAPITAL PARTNERS, LLC 12,308 353,000 3.34%
13 ARMOR INVESTMENT ADVISORS, LLC 8,930 256,000 2.42%
14 HighTower Advisors, LLC 7,409 213,000 2.01%
15 CAHILL FINANCIAL ADVISORS INC 7,225 208,000 1.97%
16 MSI Financial Services Inc 5,357 154,000 1.46%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,402 98,000 0.93%
18 Joel Isaacson & Co., LLC 2,650 76,000 0.72%
19 MORGAN STANLEY 1,854 53,000 0.50%
20 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 1,458 42,000 0.40%
21 BANK OF AMERICA CORP /DE/ 1,195 34,000 0.32%
22 OLD SECOND NATIONAL BANK OF AURORA 854 24,000 0.23%
23 Winslow, Evans & Crocker, Inc. 716 20,514 0.19%
24 Creative Planning 500 14,000 0.13%
25 IFP ADVISORS, INC 395 11,000 0.10%
26 AlphaMark Advisors, LLC 350 10,000 0.09%
27 PNC FINANCIAL SERVICES GROUP, INC. 250 7,000 0.07%
28 ADVISOR GROUP, INC. 125 4,000 0.04%
29 KRILOGY FINANCIAL LLC 155 4,000 0.04%
30 BANK OF MONTREAL /CAN/ 100 3,000 0.03%
31 Cordasco Financial Network 100 3,000 0.03%
32 WESTSIDE INVESTMENT MANAGEMENT, INC. 100 2,955 0.03%
33 Crosspoint Capital Strategies, LLC 79 2,000 0.02%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.