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AMERICAN CAP SR FLOATING LTD
AMERICAN CAP SR FLOATING LTD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 22 Institutional holders with a total value of $44,567,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Alyeska Investment Group, L.P. 522,854 7,341,000 16.47%
2 Silver Rock Financial LLC 425,000 5,967,000 13.39%
3 Pine River Capital Management L.P. 248,043 3,484,000 7.82%
4 MORGAN STANLEY 226,818 3,183,000 7.14%
5 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 220,395 3,094,000 6.94%
6 DEUTSCHE BANK AG\ 206,209 2,895,000 6.50%
7 WELLINGTON MANAGEMENT GROUP LLP 200,000 2,808,000 6.30%
8 Neuberger Berman Group LLC 194,740 2,734,000 6.13%
9 Yorktown Management & Research Co Inc 194,258 2,727,000 6.12%
10 UBS AG 135,984 1,909,000 4.28%
11 MARINER INVESTMENT GROUP LLC 122,012 1,713,000 3.84%
12 DIALECTIC CAPITAL MANAGEMENT, LP 109,551 1,538,000 3.45%
13 MILLENNIUM MANAGEMENT LLC 87,883 1,234,000 2.77%
14 ADVISORY RESEARCH INC 57,500 807,000 1.81%
15 Sumitomo Mitsui DS Asset Management Company, Ltd 57,500 807,000 1.81%
16 CONFLUENCE INVESTMENT MANAGEMENT LLC 39,380 553,000 1.24%
17 BLACKTHORN INVESTMENT GROUP LLC 36,050 506,000 1.14%
18 ROYAL BANK OF CANADA 30,100 423,000 0.95%
19 STIFEL FINANCIAL CORP 22,470 315,000 0.71%
20 B. Riley Wealth Management, Inc. 22,227 312,000 0.70%
21 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 14,924 210,000 0.47%
22 West Family Investments, Inc. 500 7,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.