| 1 |
MORGAN STANLEY |
565,076 |
6,842,000 |
17.29% |
|
|
| 2 |
Silver Rock Financial LLC |
445,000 |
5,389,000 |
13.62% |
|
|
| 3 |
DEUTSCHE BANK AG\ |
387,162 |
4,687,000 |
11.85% |
|
|
| 4 |
Alyeska Investment Group, L.P. |
374,943 |
4,541,000 |
11.48% |
|
|
| 5 |
Yorktown Management & Research Co Inc |
300,000 |
3,633,000 |
9.18% |
|
|
| 6 |
Neuberger Berman Group LLC |
199,990 |
2,421,000 |
6.12% |
|
|
| 7 |
Pine River Capital Management L.P. |
196,540 |
2,381,000 |
6.02% |
|
|
| 8 |
UBS Group AG |
191,070 |
2,314,000 |
5.85% |
|
|
| 9 |
DIALECTIC CAPITAL MANAGEMENT, LP |
120,000 |
1,453,000 |
3.67% |
|
|
| 10 |
STIFEL FINANCIAL CORP |
92,919 |
1,125,000 |
2.84% |
|
|
| 11 |
MILLENNIUM MANAGEMENT LLC |
74,131 |
898,000 |
2.27% |
|
|
| 12 |
Caprock Group, LLC |
52,425 |
635,000 |
1.60% |
|
|
| 13 |
CONFLUENCE INVESTMENT MANAGEMENT LLC |
49,957 |
605,000 |
1.53% |
|
|
| 14 |
MARINER INVESTMENT GROUP LLC |
49,805 |
603,000 |
1.52% |
|
|
| 15 |
Virtu KCG Holdings LLC |
44,207 |
535,000 |
1.35% |
|
|
| 16 |
ROYAL BANK OF CANADA |
31,751 |
385,000 |
0.97% |
|
|
| 17 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
27,566 |
334,000 |
0.84% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
19,500 |
236,000 |
0.60% |
|
|
| 19 |
B. Riley Wealth Management, Inc. |
17,743 |
214,000 |
0.54% |
|
|
| 20 |
WELLS FARGO & COMPANY/MN |
15,601 |
189,000 |
0.48% |
|
|
| 21 |
GOLDMAN SACHS GROUP INC |
10,694 |
130,000 |
0.33% |
|
|
| 22 |
Tower Research Capital LLC (TRC) |
743 |
9,000 |
0.02% |
|
|
| 23 |
Catalyst Capital Advisors LLC |
500 |
6,000 |
0.02% |
|
|
