| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 827,077 | 8,485,000 | 37.51% | ||
| 2 | Advisors Asset Management, Inc. | 498,254 | 5,112,000 | 22.60% | ||
| 3 | UBS Group AG | 180,629 | 1,853,000 | 8.19% | ||
| 4 | Freestone Capital Holdings, LLC | 155,874 | 1,599,000 | 7.07% | ||
| 5 | Muzinich & Co., Inc. | 144,366 | 1,481,000 | 6.55% | ||
| 6 | STIFEL FINANCIAL CORP | 72,652 | 746,000 | 3.30% | ||
| 7 | WASATCH ADVISORS LP | 51,001 | 523,000 | 2.31% | ||
| 8 | DEUTSCHE BANK AG\ | 47,679 | 489,000 | 2.16% | ||
| 9 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 42,400 | 435,000 | 1.92% | ||
| 10 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 40,566 | 416,000 | 1.84% | ||
| 11 | WELLS FARGO & COMPANY/MN | 26,621 | 273,000 | 1.21% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 20,255 | 208,000 | 0.92% | ||
| 13 | MARINER INVESTMENT GROUP LLC | 20,283 | 208,000 | 0.92% | ||
| 14 | NUVEEN ASSET MANAGEMENT INC. | 17,694 | 182,000 | 0.80% | ||
| 15 | Sigma Planning Corp | 15,519 | 159,000 | 0.70% | ||
| 16 | CAXTON CORP | 15,255 | 157,000 | 0.69% | ||
| 17 | OPPENHEIMER & CO INC | 12,862 | 132,000 | 0.58% | ||
| 18 | CITIGROUP INC | 5,298 | 54,000 | 0.24% | ||
| 19 | WOLVERINE TRADING LP /BD | 30 | 31,200 | 0.14% | Call | |
| 20 | ACADIAN ASSET MANAGEMENT LLC | 2,021 | 21,000 | 0.09% | ||
| 21 | ENVESTNET ASSET MANAGEMENT INC | 1,983 | 20,000 | 0.09% | ||
| 22 | WOLVERINE TRADING LP /BD | 890 | 9,256 | 0.04% | ||
| 23 | Tower Research Capital LLC (TRC) | 918 | 9,000 | 0.04% | ||
| 24 | FIFTH THIRD BANCORP | 665 | 7,000 | 0.03% | ||
| 25 | SEI INVESTMENTS CO | 603 | 6,000 | 0.03% | ||
| 26 | BANK OF AMERICA CORP /DE/ | 393 | 4,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
