| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 546,938 | 6,033,000 | 26.18% | ||
| 2 | MORGAN STANLEY | 530,575 | 5,852,000 | 25.40% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 196,020 | 2,162,000 | 9.38% | ||
| 4 | UBS Group AG | 183,237 | 2,022,000 | 8.78% | ||
| 5 | Freestone Capital Holdings, LLC | 161,483 | 1,781,000 | 7.73% | ||
| 6 | Muzinich & Co., Inc. | 139,587 | 1,540,000 | 6.68% | ||
| 7 | ACADIAN ASSET MANAGEMENT LLC | 61,875 | 683,000 | 2.96% | ||
| 8 | STIFEL FINANCIAL CORP | 59,898 | 667,000 | 2.89% | ||
| 9 | RAYMOND JAMES & ASSOCIATES | 48,360 | 533,000 | 2.31% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 46,400 | 512,000 | 2.22% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 20,083 | 222,000 | 0.96% | ||
| 12 | WELLS FARGO & COMPANY/MN | 17,480 | 193,000 | 0.84% | ||
| 13 | CAXTON CORP | 16,339 | 180,000 | 0.78% | ||
| 14 | Sigma Planning Corp | 15,476 | 171,000 | 0.74% | ||
| 15 | NUVEEN ASSET MANAGEMENT INC. | 14,575 | 161,000 | 0.70% | ||
| 16 | OPPENHEIMER & CO INC | 12,569 | 139,000 | 0.60% | ||
| 17 | CITIGROUP INC | 5,138 | 57,000 | 0.25% | ||
| 18 | JPMORGAN CHASE & CO | 2,985 | 33,000 | 0.14% | ||
| 19 | THOMPSON DAVIS & CO., INC. | 2,700 | 30,000 | 0.13% | ||
| 20 | ENVESTNET ASSET MANAGEMENT INC | 1,983 | 22,000 | 0.10% | ||
| 21 | ACROSPIRE INVESTMENT MANAGEMENT LLC | 1,839 | 20,000 | 0.09% | ||
| 22 | CUTLER GROUP LLC / CA | 1,500 | 16,000 | 0.07% | ||
| 23 | SEI INVESTMENTS CO | 600 | 7,000 | 0.03% | ||
| 24 | CUTLER GROUP LLC / CA | 10,000 | 3,000 | 0.01% | Put | |
| 25 | Advisory Services Network, LLC | 74 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
