| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 712,202 | 7,001,000 | 30.96% | ||
| 2 | Advisors Asset Management, Inc. | 405,953 | 3,991,000 | 17.65% | ||
| 3 | UBS Group AG | 180,553 | 1,775,000 | 7.85% | ||
| 4 | Muzinich & Co., Inc. | 149,317 | 1,468,000 | 6.49% | ||
| 5 | Alyeska Investment Group, L.P. | 122,223 | 1,201,000 | 5.31% | ||
| 6 | Yorktown Management & Research Co Inc | 115,000 | 1,130,000 | 5.00% | ||
| 7 | WASATCH ADVISORS LP | 107,137 | 1,053,000 | 4.66% | ||
| 8 | STIFEL FINANCIAL CORP | 97,195 | 955,000 | 4.22% | ||
| 9 | MILLENNIUM MANAGEMENT LLC | 65,242 | 641,000 | 2.84% | ||
| 10 | MARINER INVESTMENT GROUP LLC | 55,850 | 549,000 | 2.43% | ||
| 11 | BRIDGEWAY CAPITAL MANAGEMENT, LLC | 55,000 | 541,000 | 2.39% | ||
| 12 | GSA CAPITAL PARTNERS LLP | 48,603 | 478,000 | 2.11% | ||
| 13 | DEUTSCHE BANK AG\ | 40,439 | 397,000 | 1.76% | ||
| 14 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 39,300 | 386,000 | 1.71% | ||
| 15 | CONFLUENCE INVESTMENT MANAGEMENT LLC | 17,588 | 173,000 | 0.77% | ||
| 16 | WELLS FARGO & COMPANY/MN | 15,818 | 155,000 | 0.69% | ||
| 17 | OPPENHEIMER & CO INC | 15,703 | 154,000 | 0.68% | ||
| 18 | CAXTON CORP | 13,157 | 129,000 | 0.57% | ||
| 19 | LPL Financial LLC | 10,884 | 108,000 | 0.48% | ||
| 20 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 10,000 | 98,000 | 0.43% | ||
| 21 | CITIGROUP INC | 7,761 | 77,000 | 0.34% | ||
| 22 | ACADIAN ASSET MANAGEMENT LLC | 5,426 | 53,000 | 0.23% | ||
| 23 | ROYAL BANK OF CANADA | 4,577 | 45,000 | 0.20% | ||
| 24 | Creative Planning | 4,154 | 41,000 | 0.18% | ||
| 25 | Tower Research Capital LLC (TRC) | 1,071 | 11,000 | 0.05% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
