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American Capital Senior Floating Ltd
American Capital Senior Floating Ltd. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 21 Institutional holders with a total value of $40,094,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 589,367 7,721,000 19.26%
2 DEUTSCHE BANK AG\ 476,970 6,248,000 15.58%
3 Silver Rock Financial LLC 422,630 5,536,000 13.81%
4 Yorktown Management & Research Co Inc 300,000 3,930,000 9.80%
5 Alyeska Investment Group, L.P. 293,653 3,847,000 9.59%
6 UBS Group AG 206,563 2,706,000 6.75%
7 WASATCH ADVISORS LP 153,000 2,004,000 5.00%
8 Pine River Capital Management L.P. 122,440 1,604,000 4.00%
9 STIFEL FINANCIAL CORP 112,511 1,474,000 3.68%
10 DIALECTIC CAPITAL MANAGEMENT, LP 101,500 1,330,000 3.32%
11 MARINER INVESTMENT GROUP LLC 74,453 975,000 2.43%
12 MILLENNIUM MANAGEMENT LLC 69,531 911,000 2.27%
13 CONFLUENCE INVESTMENT MANAGEMENT LLC 50,297 659,000 1.64%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 33,100 435,000 1.08%
15 Advisors Asset Management, Inc. 19,207 252,000 0.63%
16 B. Riley Wealth Management, Inc. 16,977 222,000 0.55%
17 WELLS FARGO & COMPANY/MN 15,600 205,000 0.51%
18 BANK OF AMERICA CORP /DE/ 1,500 20,000 0.05%
19 Catalyst Capital Advisors LLC 500 7,000 0.02%
20 ROYAL BANK OF CANADA 451 6,000 0.01%
21 Tower Research Capital LLC (TRC) 186 2,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.