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ALLIANZGI DIVIDEND INT PRM
ALLIANZGI DIVIDEND INT PRM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q2)
Portfolio Summary: 87 Institutional holders with a total value of $279,850,435.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 6,060,654 79,334,000 28.35%
2 BANK OF AMERICA CORP /DE/ 2,562,851 33,548,000 11.99%
3 RELATIVE VALUE PARTNERS GROUP, LLC 2,006,801 26,269,000 9.39%
4 GUGGENHEIM CAPITAL LLC 1,658,446 21,710,000 7.76%
5 Invesco Ltd. 1,388,490 18,175,000 6.49%
6 Saba Capital Management, L.P. 833,660 10,913,000 3.90%
7 PARAMETRIC PORTFOLIO ASSOCIATES LLC 803,342 10,516,000 3.76%
8 RIVERNORTH CAPITAL MANAGEMENT, LLC 726,655 9,519,000 3.40%
9 Advisors Asset Management, Inc. 680,021 8,901,000 3.18%
10 UBS Group AG 582,059 7,619,000 2.72%
11 WELLS FARGO & COMPANY/MN 443,275 5,803,000 2.07%
12 STIFEL FINANCIAL CORP 415,651 5,441,000 1.94%
13 BAIRD FINANCIAL GROUP, INC. 366,211 4,794,000 1.71%
14 Shaker Financial Services, LLC 238,234 3,118,000 1.11%
15 1832 Asset Management L.P. 200,000 2,621,000 0.94%
16 POINTE CAPITAL MANAGEMENT LLC 176,095 2,305,000 0.82%
17 CORNERSTONE ADVISORS INC 171,857 2,250,000 0.80%
18 FIRST TRUST ADVISORS LP 138,545 1,814,000 0.65%
19 ROYAL BANK OF CANADA 120,462 1,577,000 0.56%
20 Thomas J. Herzfeld Advisors, Inc. 115,788 1,516,000 0.54%
21 Commonwealth Equity Services, Inc 111,831 1,464,000 0.52%
22 Oxbow Advisors, LLC 100,805 1,320,000 0.47%
23 COHEN & STEERS, INC. 100,516 1,316,000 0.47%
24 Raymond James Financial Services Advisors, Inc. 96,337 1,261,000 0.45%
25 Cetera Advisor Networks LLC 90,402 1,188,000 0.42%
26 THRIVENT FINANCIAL FOR LUTHERANS 85,025 1,113,000 0.40%
27 ADVISOR GROUP, INC. 83,908 1,099,000 0.39%
28 D.A. DAVIDSON & CO. 83,411 1,091,000 0.39%
29 Archford Capital Strategies, LLC 25,780 867,000 0.31%
30 RAYMOND JAMES & ASSOCIATES 63,060 825,000 0.29%
31 MILLENNIUM MANAGEMENT LLC 45,666 598,000 0.21%
32 Janney Montgomery Scott LLC 42,928 562,000 0.20%
33 Camelot Portfolios, LLC 39,257 514,000 0.18%
34 LPL Financial LLC 35,557 465,000 0.17%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 35,382 463,000 0.17%
36 BRINKER CAPITAL INC 34,900 457,000 0.16%
37 Capital Investment Advisors, LLC 32,328 423,000 0.15%
38 GIRARD ADVISORY SERVICES, LLC 31,055 407,000 0.15% SH
39 Cambridge Investment Research Advisors, Inc. 30,099 394,000 0.14%
40 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 27,256 357,000 0.13%
41 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 23,584 309,000 0.11%
42 ALETHEA CAPITAL MANAGEMENT, LLC 22,822 299,000 0.11%
43 AMERIPRISE FINANCIAL INC 21,699 280,000 0.10%
44 Global X Management CO LLC 21,349 279,000 0.10%
45 STEPHENS INC /AR/ 20,770 272,000 0.10%
46 KRILOGY FINANCIAL LLC 20,700 271,000 0.10%
47 OTA Financial Group L.P. 20,126 259,000 0.09%
48 SONORA INVESTMENT MANAGEMENT, LLC 19,500 255,255 0.09%
49 Advisory Services Network, LLC 19,480 255,000 0.09%
50 SHEPHERD KAPLAN KROCHUK, LLC 19,400 254,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.