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ALLIANZGI DIVIDEND INT PRM
ALLIANZGI DIVIDEND INT PRM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 81 Institutional holders with a total value of $267,679,135.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Sigma Planning Corp 16,711 215,000 0.08%
52 PNC FINANCIAL SERVICES GROUP, INC. 15,559 200,000 0.07%
53 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 14,704 189,000 0.07%
54 OPPENHEIMER & CO INC 13,891 179,000 0.07%
55 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,704 177,000 0.07%
56 SHEAFF BROCK INVESTMENT ADVISORS, LLC 10,441 135,000 0.05%
57 Creative Planning 8,490 109,000 0.04%
58 US BANCORP \DE\ 5,729 74,000 0.03%
59 DEUTSCHE BANK AG\ 4,830 62,000 0.02%
60 North Star Investment Management Corp. 3,976 51,000 0.02%
61 ENVESTNET ASSET MANAGEMENT INC 3,929 50,000 0.02%
62 MOSAIC FAMILY WEALTH, LLC 3,151 41,000 0.02%
63 CITIGROUP INC 3,140 40,000 0.01%
64 BENJAMIN F. EDWARDS & COMPANY, INC. 3,000 39,000 0.01%
65 BANK OF MONTREAL /CAN/ 2,700 35,000 0.01%
66 Cypress Capital Management LLC (WY) 2,000 25,780 0.01%
67 Archford Capital Strategies, LLC 1,945 25,000 0.01%
68 WFG Advisors, LP 1,403 18,000 0.01%
69 ROBLE, BELKO & COMPANY, INC 1,213 16,000 0.01%
70 Vantage Investment Advisors, LLC 1,000 13,000 0.00%
71 FIFTH THIRD BANCORP 750 10,000 0.00%
72 Chicago Partners Investment Group LLC 744 10,000 0.00%
73 DAVIDSON INVESTMENT ADVISORS 750 9,000 0.00%
74 BRONFMAN E.L. ROTHSCHILD, L.P. 731 9,000 0.00%
75 SECURITY NATIONAL TRUST CO 600 8,000 0.00%
76 MUFG Americas Holdings Corp 605 8,000 0.00%
77 WOLVERINE ASSET MANAGEMENT LLC 600 7,000 0.00%
78 Carroll Financial Associates, Inc. 250 3,000 0.00%
79 GENEOS WEALTH MANAGEMENT INC. 204 2,000 0.00%
80 JPMORGAN CHASE & CO 160 2,000 0.00%
81 SEI INVESTMENTS CO 166 2,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.