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RIVERFRONT STRATEGIC OME FUND
RIVERFRONT STRATEGIC OME FUND. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 20 Institutional holders with a total value of $240,783,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 6,143,555 155,062,000 64.40%
2 RAYMOND JAMES & ASSOCIATES 1,313,113 33,143,000 13.76%
3 BB&T SECURITIES, LLC 482,026 12,166,000 5.05%
4 Janney Montgomery Scott LLC 396,344 10,004,000 4.15%
5 STIFEL FINANCIAL CORP 357,766 9,036,000 3.75%
6 ROYAL BANK OF CANADA 276,483 6,979,000 2.90%
7 MORGAN STANLEY 228,623 5,770,000 2.40%
8 ENVESTNET ASSET MANAGEMENT INC 174,296 4,399,000 1.83%
9 Raymond James Financial Services Advisors, Inc. 56,464 1,425,000 0.59%
10 VICUS CAPITAL 36,858 930,000 0.39%
11 Cambridge Investment Research Advisors, Inc. 26,934 680,000 0.28%
12 CIBC WORLD MARKET INC. 21,315 538,000 0.22%
13 WELLS FARGO & COMPANY/MN 11,590 293,000 0.12%
14 BENJAMIN F. EDWARDS & COMPANY, INC. 6,090 154,000 0.06%
15 BB&T INVESTMENT SERVICES, INC. 2,779 70,000 0.03%
16 Sandy Spring Bank 2,248 57,000 0.02%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,577 39,000 0.02%
18 Hudock, Inc. 1,484 37,000 0.02%
19 Tower Research Capital LLC (TRC) 54 1,000 0.00%
20 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.