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Institutional Investment Manager
NORTHERN TRUST CORP
NORTHERN TRUST CORP (CIK: 0000073124) incorporated in Delaware, registered under State Commercial Banks, located at 50 S Lasalle St, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2015Q4)
Portfolio Summary: 4,283 holdings with a total value of $301,670,008,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNITY HEALTH SYS INC NEW 33,299 0 0.00%
2 ABERDEEN ASIA PACIFIC INCOM 13,879 0 0.00%
3 DREYFUS STRATEGIC MUNS INCORPORATED 10,606 1,000 0.00%
4 BLACKROCK DEBT STRAT FD INC COM 17,620 1,000 0.00%
5 Dreyfus Mun Income Inc Com 18,800 1,000 0.00%
6 NUVEEN SELECT TAX FREE INCM 11,957 2,000 0.00%
7 NEUBERGER BERMAN INTER MUNI 10,000 2,000 0.00%
8 NUVEEN MUN HIGH INCOME OPPOR 13,138 2,000 0.00%
9 INVESCO TR INVT GRADE MUNS 15,901 2,000 0.00%
10 SUPERCONDUCTOR TECHNOLOGIES 11,717 2,000 0.00%
11 BLACKROCK MUNIHLDGS NY QLTY 14,172 2,000 0.00%
12 PIMCO NEW YORK MUN FD II 14,324 2,000 0.00%
13 LILIS ENERGY INC 10,638 2,000 0.00%
14 INVESCO VALUE MUN INCOME TR 11,263 2,000 0.00%
15 Nuveen Closed-End Funds/USA 14,002 2,000 0.00%
16 GRNHNTR ENRGY 15,494 2,000 0.00%
17 Dex Media Inc 14,374 2,000 0.00%
18 Nuveen Municipal Advanta 21,505 2,000 0.00%
19 BLACKROCK MUNIHLDGS FD II IN 11,469 2,000 0.00%
20 NUVEEN PREM INCOME MUN FD 4 COM 18,500 2,000 0.00%
21 BLACKROCK INVT QUALITY MUN T 22,404 3,000 0.00%
22 ALLIANCE CALIF MUN INCOME FD 20,397 3,000 0.00%
23 DEUTSCHE STRATEGIC 18,800 3,000 0.00%
24 YUMA ENERGY INC 17,246 3,000 0.00%
25 INVESCO ADVANTAGE MUN INCOME 32,165 3,000 0.00%
26 NUVEEN QUALITY INCOME MUNI FUND 24,900 3,000 0.00%
27 NUVEEN MUN OPPTY FD INC 18,381 3,000 0.00%
28 ALLIANCE BERNSTEIN INCOME FUND ADVISOR 37,261 3,000 0.00%
29 NUVEEN OHIO QUALITY INCOME M 17,622 3,000 0.00%
30 WESTERN ASST MN PRT FD INC 19,729 3,000 0.00%
31 SPDR SER TR 14,317 3,000 0.00%
32 PERSEON CORP 12,031 3,000 0.00%
33 NUVEEN MUN MKT OPPORTUNITY F 21,600 3,000 0.00%
34 NUVEEN INVT MN QTY I 19,015 3,000 0.00%
35 Tenga Inc 32,527 4,000 0.00%
36 DOCUMENT SEC SYS INC COM 22,908 4,000 0.00%
37 INVESCO CALIF VALUE MUN INC 29,952 4,000 0.00%
38 Van Eck 19,101 4,000 0.00%
39 INVESCO MUN TR 26,684 4,000 0.00%
40 NEW AMER HIGH INCOME FD INC 54,908 4,000 0.00%
41 SPDR SERIES TR 14,728 4,000 0.00%
42 SPDR SER TR 11,273 4,000 0.00%
43 NUVEEN PERFORMANCE PLUS MUNICIPAL FUND INC 29,500 4,000 0.00%
44 VIGGLE INC 12,596 4,000 0.00%
45 HOUSTON AMERN ENERGY CORP 24,704 4,000 0.00%
46 SPEED COMM INC 75,462 4,000 0.00%
47 FORBES ENERGY SERVICES LTD 14,368 4,000 0.00%
48 CESCA THERAPEUTICS INC 23,551 4,000 0.00%
49 SPHERIX INC 31,110 5,000 0.00%
50 NUVEEN QUALITY MUNCP INCOME 32,475 5,000 0.00%
Page 1 of 86

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001256484-16-000027, filed 2016.02.12).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.