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NUVEEN MUN HIGH INCOME OPP FD COM
NUVEEN MUN HIGH INCOME OPP FD COM. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 45 Institutional holders with a total value of $34,144,820.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 600,335 8,297,000 24.30%
2 GUGGENHEIM CAPITAL LLC 312,826 4,323,000 12.66%
3 LPL Financial LLC 223,911 3,112,000 9.11%
4 CLIFTONLARSONALLEN WEALTH ADVISORS, LLC 124,940 1,727,000 5.06%
5 WELLS FARGO & COMPANY/MN 124,908 1,726,000 5.05%
6 BANK OF AMERICA CORP /DE/ 119,522 1,652,000 4.84%
7 MORGAN STANLEY 102,092 1,411,000 4.13%
8 Laurion Capital Management LP 101,685 1,405,000 4.11%
9 Commonwealth Equity Services, Inc 84,353 1,166,000 3.41%
10 Investors Capital Advisory Services 76,540 1,057,000 3.10%
11 Traynor Capital Management, Inc. 66,533 919,000 2.69%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 51,278 708,000 2.07%
13 VAN ECK ASSOCIATES CORP 46,230 639,000 1.87%
14 IFP ADVISORS, INC 39,917 552,000 1.62%
15 Stratos Wealth Partners, LTD. 39,900 551,000 1.61%
16 Raymond James Financial Services Advisors, Inc. 39,463 545,000 1.60%
17 FIRST TRUST ADVISORS LP 37,443 517,000 1.51%
18 NATIONAL PLANNING CORP 31,308 438,000 1.28%
19 Cambridge Investment Research Advisors, Inc. 27,606 382,000 1.12%
20 US BANCORP \DE\ 19,605 271,000 0.79%
21 BENJAMIN F. EDWARDS & COMPANY, INC. 19,123 264,000 0.77%
22 STIFEL FINANCIAL CORP 16,200 224,000 0.66%
23 B. Riley Wealth Advisors, Inc. 16,072 223,000 0.65%
24 VICUS CAPITAL 16,073 222,000 0.65%
25 Virtu KCG Holdings LLC 15,719 217,000 0.64%
26 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 15,500 214,000 0.63%
27 PLANNING ALTERNATIVES LTD /ADV 13,687 189,000 0.55%
28 Creative Planning 12,720 176,000 0.52%
29 ROYAL BANK OF CANADA 11,634 161,000 0.47%
30 SHEAFF BROCK INVESTMENT ADVISORS, LLC 11,212 155,000 0.45%
31 Horizon Kinetics LLC 10,858 150,000 0.44%
32 HOLLENCREST CAPITAL MANAGEMENT 10,300 142,000 0.42%
33 AMERICAN INTERNATIONAL GROUP, INC. 9,293 128,000 0.37%
34 Riggs Asset Managment Co. Inc. 7,067 98,000 0.29%
35 MSI Financial Services Inc 4,555 63,000 0.18%
36 PNC FINANCIAL SERVICES GROUP, INC. 3,000 41,000 0.12%
37 CITIGROUP INC 2,242 31,000 0.09%
38 Sunbelt Securities, Inc. 1,000 13,820 0.04%
39 ASSET DEDICATION, LLC 800 11,000 0.03%
40 Alexandria Capital, LLC 700 10,000 0.03%
41 JNBA Financial Advisors 653 9,000 0.03%
42 COLONY GROUP LLC 118 2,000 0.01%
43 NORTHERN TRUST CORP 13,138 2,000 0.01%
44 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 97 1,000 0.00%
45 Hedeker Wealth, LLC 4 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.