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Institutional Investment Manager
NORTHERN TRUST CORP
NORTHERN TRUST CORP (CIK: 0000073124) incorporated in Delaware, registered under State Commercial Banks, located at 50 S Lasalle St, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 4,185 holdings with a total value of $321,055,856,000.
#
Name
Shares
Value ($)
%
Options
Notes
4151 WESTERN ASSET MANAGED MUNS F 39,000 6,000 0.00%
4152 CLAYMORE EXCHANGE TRD FD TR 24,366 5,000 0.00%
4153 SPDR SER TR 13,185 5,000 0.00%
4154 HOUSTON AMERN ENERGY CORP 24,704 5,000 0.00%
4155 BLACKSTONE GSO STRATEGIC CR FD COM SHS BEN IN 35,000 5,000 0.00%
4156 AMERICAN DG ENERGY INC 16,539 4,000 0.00%
4157 INTERPACE DIAGNOSTICS GROUP 28,831 4,000 0.00%
4158 NUVEEN MUN VALUE FD INC 34,737 4,000 0.00%
4159 Wells Fargo Income Opportunities Fund 46,730 4,000 0.00%
4160 INVESCO ADVANTAGE MUN INCOME 29,963 4,000 0.00%
4161 BLACKROCK INVT QUALITY COM 22,000 4,000 0.00%
4162 NUVEEN AMT FREE QLTY MUN INC 26,299 4,000 0.00%
4163 DOUBLELINE INCOME SOLUTIONS 20,000 4,000 0.00%
4164 AG&E HLDGS INC 13,831 4,000 0.00%
4165 YUMA ENERGY INC 16,603 4,000 0.00%
4166 BLACKROCK MUNIY MICHIGAN 23,467 4,000 0.00%
4167 NUVEEN OHIO QLTY MUN INCOME 15,622 3,000 0.00%
4168 COSI INC SHS 47,357 3,000 0.00%
4169 TRANSGENOMIC INC 11,055 3,000 0.00%
4170 BLACKROCK MUNIHLDGS FD II IN 11,065 2,000 0.00%
4171 FORBES ENERGY SERVICES LTD 14,368 2,000 0.00%
4172 TETRALOGIC PHARMA CO 12,716 2,000 0.00%
4173 NEUBERGER BERMAN INTER MUNI 10,000 2,000 0.00%
4174 PIMCO DYNAMIC CR INCOME FD 10,000 2,000 0.00%
4175 BLACKROCK MUNIVEST FD INC 17,876 2,000 0.00%
4176 INVESCO VALUE MUN INCOME TR 10,000 2,000 0.00%
4177 BLACKROCK MUNI INCOME INV QL 15,499 2,000 0.00%
4178 BLACKROCK MUNIYIELD FD INC 10,225 2,000 0.00%
4179 BLACKROCK MUNIHLDGS NY QLTY 14,172 2,000 0.00%
4180 Nuveen Closed-End Funds/USA 15,647 2,000 0.00%
4181 MORGAN STANLEY EM MKTS DM DE 17,047 1,000 0.00%
4182 BOULDER GROWTH & INCOME FUND COM 11,000 1,000 0.00%
4183 DREYFUS STRATEGIC MUNS INCORPORATED 15,000 1,000 0.00%
4184 Dreyfus Mun Income Inc Com 14,800 1,000 0.00%
4185 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 32,197 0 0.00%
Page 84 of 84

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001256484-16-000049, filed 2016.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.