Dark
Light
System
Institutional Investment Manager
NORTHERN TRUST CORP
NORTHERN TRUST CORP (CIK: 0000073124) incorporated in Delaware, registered under State Commercial Banks, located at 50 S Lasalle St, Chicago, IL. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 4,183 holdings with a total value of $326,043,882,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 COMMUNITY HEALTH SYS INC NEW 33,118 0 0.00%
2 INVESCO VALUE MUN INCOME TR 10,042 1,000 0.00%
3 BLACKROCK MUNIYIELD FD INC 10,376 1,000 0.00%
4 MORGAN STANLEY EM MKTS DM DECOM 17,431 1,000 0.00%
5 WESTERN ASSET EMERGING MKTS 10,621 1,000 0.00%
6 BLACKROCK MUNIVEST FD INC 19,097 1,000 0.00%
7 DREYFUS STRATEGIC MUNS INCORPORATED 15,000 1,000 0.00%
8 PIMCO CA MUNICIPAL INCOME FD 15,000 2,000 0.00%
9 Dreyfus Mun Income Inc Com 21,758 2,000 0.00%
10 BLACKROCK MUNIENHANCED FD IN 15,584 2,000 0.00%
11 BLACKROCK MUNIHLDGS FD II IN 11,565 2,000 0.00%
12 NEUBERGER BERMAN INTER MUNI 14,996 2,000 0.00%
13 DEUTSCHE MUNICIPAL 13,615 2,000 0.00%
14 Nuveen Closed-End Funds/USA 14,897 2,000 0.00%
15 BLACKROCK MUNI INCOME INV QL 15,499 2,000 0.00%
16 BLACKROCK MUNIHLDGS NY QLTY 14,172 2,000 0.00%
17 NUVEEN CA QUALTY MUN INCOME 17,618 2,000 0.00%
18 BLACKROCK MUN INCOME TR 20,315 3,000 0.00%
19 BLACKROCK MUNIHLDNGS CALI QL 20,000 3,000 0.00%
20 BLACKROCK MUNIY MICHIGAN 23,467 3,000 0.00%
21 INVESCO ADVANTAGE MUN INCOME 25,063 3,000 0.00%
22 TRANSGENOMIC INC COM NEW 11,055 3,000 0.00%
23 BLACKROCK INVT QUALITY MUN T 22,000 3,000 0.00%
24 HOUSTON AMERN ENERGY CORP 24,704 4,000 0.00%
25 SPDR SER TR 11,781 4,000 0.00%
26 NUVEEN AMT FREE QLTY MUN INC 36,020 4,000 0.00%
27 AMERICAN DG ENERGY INC 16,539 5,000 0.00%
28 STRATA SKIN SCIENCES INC 11,905 5,000 0.00%
29 NUVEEN MUN VALUE FD INC 48,570 5,000 0.00%
30 INVESCO TR INVT GRADE MUNS 43,267 5,000 0.00%
31 INVESCO MUNI INCOME OPP TRST 71,977 5,000 0.00%
32 CLAYMORE EXCHANGE TRD FD TR 24,366 5,000 0.00%
33 IGNITE RESTAURANT GROUP INC 10,935 6,000 0.00%
34 JAGUAR ANIMAL HEALTH INC 10,471 7,000 0.00%
35 CHANTICLEER HLDGS INC 17,646 7,000 0.00%
36 LIQTECH INTL INC 12,157 8,000 0.00%
37 NET ELEMENT INC 11,057 8,000 0.00%
38 SUNSHINE HEART INC 22,343 8,000 0.00%
39 GIGA TRONICS INC 10,375 8,000 0.00%
40 CEL SCI CORP 115,305 8,000 0.00%
41 FIELDPOINT PETROLEUM CORP 12,772 9,000 0.00%
42 INVESCO MUN TR 76,429 9,000 0.00%
43 VANGUARD BD INDEX FDS 10,281 9,000 0.00%
44 GORDMANS STORES INC 12,730 9,000 0.00%
45 CERULEAN PHARMA INC 13,066 9,000 0.00%
46 NUVEEN QUALITY MUNCP INCOME 63,289 9,000 0.00%
47 CELSION CORPORATION COM PAR 28,027 9,000 0.00%
48 NUVEEN MUNICIPAL CREDIT INC 61,234 9,000 0.00%
49 WESTERN ASSET MANAGED MUNS F 74,422 10,000 0.00%
50 ACURA PHARMACEUTICALS INC 12,953 10,000 0.00%
Page 1 of 84

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001256484-17-000005, filed 2017.02.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.