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Institutional Investment Manager
STEPHENS INC /AR/
STEPHENS INC /AR/ (CIK: 0000757657) incorporated in Arkansas, located at 111 Center St, Little Rock, AR. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0000757657-16-000062) filed in 2016.11.10
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 1,589,752 122,045 5.35%
2 ISHARES TR 893,600 94,382 4.13%
3 ISHARES RUSSELL 2000 VALUE ETF 811,591 85,014 3.72%
4 ISHARES TR 801,157 78,009 3.42%
5 ISHARES TR 616,853 64,258 2.81%
6 SPDR SERIES TRUST 769,314 47,190 2.07%
7 AT&T INC 880,318 35,750 1.57%
8 ISHARES TR 165,060 28,773 1.26%
9 EXXON MOBIL CORP 295,232 25,768 1.13%
10 VERIZON COMMUNICATIONS INC 471,516 24,509 1.07%
11 APPLE INC 207,622 23,472 1.03%
12 MERCK & CO INC 368,127 22,975 1.01%
13 PROCTER AND GAMBLE CO 242,958 21,805 0.96%
14 ISHARES RUSSELL 2000 GROWTH ETF 143,198 21,322 0.93%
15 ISHARES TR 263,638 21,260 0.93%
16 ABBVIE INC 316,283 19,948 0.87%
17 ALTRIA GROUP INC 309,063 19,542 0.86%
18 JOHNSON & JOHNSON 161,527 19,081 0.84%
19 WAL-MART STORES INC 251,385 18,130 0.79%
20 VANGUARD INDEX FDS 204,474 17,736 0.78%
21 ISHARES RUSSELL 1000 ETF 137,806 16,600 0.73%
22 CHEVRON CORP NEW 159,986 16,466 0.72%
23 MICROSOFT CORP 277,826 16,003 0.70%
24 VANGUARD INDEX FDS 136,662 15,215 0.67%
25 HOME BANCSHARES INC 713,473 14,847 0.65%
26 GLAXOSMITHKLINE PLC 337,276 14,547 0.64%
27 GENERAL ELECTRIC CO 485,115 14,369 0.63%
28 PEPSICO INC 124,459 13,537 0.59%
29 PHILIP MORRIS INTL INC 139,172 13,530 0.59%
30 MCDONALDS CORP 110,586 12,757 0.56%
31 ISHARES TR 100,445 12,476 0.55%
32 BANK AMER CORP 787,919 12,331 0.54%
33 SPDR S&P 500 ETF TR 55,822 12,074 0.53%
34 PFIZER INC 354,269 11,999 0.53%
35 BCE INC 257,832 11,907 0.52%
36 COCA COLA CO 278,355 11,780 0.52%
37 ISHARES TR 94,790 11,532 0.51%
38 ENERGY TRANSFER L P 686,733 11,530 0.50%
39 DUKE ENERGY CORP NEW 141,718 11,343 0.50%
40 VANGUARD INTL EQUITY INDEX F 244,192 11,094 0.49%
41 JPMORGAN CHASE & CO 163,883 10,913 0.48%
42 INTEL CORP 286,113 10,801 0.47%
43 REYNOLDS AMERICAN INC 223,612 10,543 0.46%
44 KIMBERLY CLARK CORP 79,514 10,030 0.44%
45 CISCO SYS INC 311,185 9,871 0.43%
46 SANOFI 246,508 9,414 0.41%
47 SOUTHERN CO 182,331 9,354 0.41%
48 WELLS FARGO & CO NEW 205,100 9,082 0.40%
49 BRISTOL MYERS SQUIBB CO 167,510 9,032 0.40%
50 SIMON PPTY GROUP INC NEW 43,072 8,916 0.39%
Page 1 of 16
Restatement filing (0000757657-16-000068) filed in 2016.11.30
#
Name
Shares
Value ($)
%
Options
Notes
251 FIRST INDL RLTY TR INC 91,290 2,576 0.11%
252 FIRST MIDWEST BANCORP DEL COM 40,793 790 0.03%
253 FIRST REP BK SAN FRANCISCO C 4,178 322 0.01%
254 FIRST TR ENERGY INCOME GRO 15,966 433 0.02%
255 FIRST TR EXCH TRD ALPHA FD I 12,044 356 0.02%
256 FIRST TR EXCHANGE TRADED FD 34,597 1,220 0.05%
257 FIRST TR EXCHANGE TRADED FD 50,316 4,104 0.18%
258 FIRST TR EXCHANGE TRADED FD 27,551 698 0.03%
259 FIRST TR EXCHANGE TRADED FD 14,495 253 0.01%
260 FIRST TR EXCHANGE TRADED FD 20,618 1,003 0.04%
261 FIRST TR EXCHANGE TRADED FD 6,141 374 0.02%
262 FIRST TR EXCHANGE TRADED FD 47,298 1,738 0.08%
263 FIRST TR MID CAP CORE ALPHAD 31,269 1,652 0.07%
264 FIRST TR MORNINGSTAR DIV LEA 188,656 5,145 0.23%
265 FIRST TR SML CP CORE ALPHA F 26,355 1,313 0.06%
266 FIRST TR STOXX EUROPEAN SELE 71,539 846 0.04%
267 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 9,524 442 0.02%
268 FIRST TRUST EXCH TRADED FUND 2 ENERGY ALPHADX ETF 28,415 438 0.02%
269 FIRST TRUST EXCH TRADED FUND 2 FINLS ALPHADEX ETF 36,998 899 0.04%
270 FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF 43,786 1,290 0.06%
271 FIRST TRUST EXCH TRADED FUND 2 MATERIALS ALPH ETF 37,790 1,292 0.06%
272 FIRST TRUST EXCH TRADED FUND 2 UTILITIES ALPH ETF 17,070 443 0.02%
273 FIRST TRUST NASDAQ-100 EQUAL WEIGHTED INDEX FUND 21,480 983 0.04%
274 FISERV INC 3,461 344 0.02%
275 FLIR SYS INC 1,460 46 0.00%
276 FLOTEK INDS INC DEL COM NEW 33,200 483 0.02%
277 FLOWERS FOODS INC 39,740 601 0.03%
278 FLOWSERVE CORP 47,548 2,294 0.10%
279 FLUOR CORP NEW 12,859 660 0.03%
280 FMC 25,439 1,230 0.05%
281 FORD MTR CO DEL 109,786 1,325 0.06%
282 FORTINET INC 21,977 812 0.04%
283 FRANKLIN RESOURCES INC 44,673 1,589 0.07%
284 FREEPORT-MCMORAN INC 221,961 2,410 0.11%
285 FRONTIER COMMUNICATIONS CORP 302,790 1,260 0.06%
286 First Busey Corp 33,921 767 0.03%
287 Forum Energy Technologies Inc 436 9 0.00%
288 G-III APPAREL GROUP LTD 54,501 1,589 0.07%
289 GANNETT CO INC 12,730 148 0.01%
290 GAP 12,400 276 0.01%
291 GARRISON CAP INC 21,092 214 0.01%
292 GARTNER INC 9,022 798 0.03%
293 GENERAL DYNAMICS CORP 4,640 720 0.03%
294 GENERAL ELECTRIC CO 485,115 14,369 0.63%
295 GENERAL MLS INC 77,687 4,963 0.22%
296 GENERAL MTRS CO 19,050 605 0.03%
297 GENESIS ENERGY LP COM UNITS NPV 28,080 1,066 0.05%
298 GENTEX CORP 15,777 277 0.01%
299 GENUINE PARTS CO 13,912 1,397 0.06%
300 GILEAD SCIENCES INC 69,329 5,485 0.24%
Page 6 of 16