| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | ESSEX RENTAL CORP | 10,000 | 3,000 | 0.00% | ||
| 2 | STEMCELLS INC COM NEW | 10,000 | 4,000 | 0.00% | ||
| 3 | CYCLACEL PHARMACEUTICALS INC | 17,500 | 8,000 | 0.00% | ||
| 4 | Pandora Media Inc | 10,000 | 11,000 | 0.00% | Call | |
| 5 | GSE SYS INC | 11,500 | 17,000 | 0.00% | ||
| 6 | EQUUS TOTAL RETURN INC | 17,735 | 31,000 | 0.00% | ||
| 7 | CASTLE A M & CO | 15,500 | 34,000 | 0.00% | ||
| 8 | DREYFUS HIGH YIELD STRATEGIE | 15,275 | 46,000 | 0.01% | ||
| 9 | VOYA PRIME RATE TR | 10,000 | 50,000 | 0.01% | ||
| 10 | BIODELIVERY SCIENCES INTL IN | 10,200 | 56,000 | 0.01% | ||
| 11 | SCHMITT INDS INC ORE | 20,000 | 60,000 | 0.01% | ||
| 12 | ARTS WAY MFG INC | 17,775 | 66,000 | 0.01% | ||
| 13 | MFC BANCORP LTD | 25,850 | 73,000 | 0.01% | ||
| 14 | SKULLCANDY INC | 13,700 | 75,000 | 0.01% | ||
| 15 | ERIN ENERGY CORP COM | 19,673 | 77,000 | 0.01% | ||
| 16 | NUVEEN PFD INCOME OPPORTUN | 10,000 | 89,000 | 0.01% | ||
| 17 | MORGAN STANLEY EMER MKTS DEB | 11,000 | 91,000 | 0.01% | ||
| 18 | MITCHAM INDS | 24,450 | 92,000 | 0.01% | ||
| 19 | TOWNSQUARE MEDIA INC CL A | 10,000 | 97,000 | 0.01% | ||
| 20 | Nuveen Quality PFD Income Fd | 12,600 | 99,000 | 0.01% | ||
| 21 | NUVEEN CR STRATEGIES INCOME FD COM SHS | 13,300 | 106,000 | 0.01% | ||
| 22 | FREQUENCY ELECTRS INC | 10,341 | 107,000 | 0.01% | ||
| 23 | NUVEEN QUALITY PFD INC FD 3 | 14,150 | 113,000 | 0.01% | ||
| 24 | TICC CAPITAL CORP | 17,500 | 117,000 | 0.01% | ||
| 25 | ASTRONOVA INC | 10,004 | 138,000 | 0.02% | ||
| 26 | GLADSTONE LD CORP COM | 15,200 | 139,000 | 0.02% | ||
| 27 | ABERDEEN ASIA PACIFIC INCOM | 33,700 | 151,000 | 0.02% | ||
| 28 | MANHATTAN BRIDGE CAPITAL INC COM | 38,175 | 156,000 | 0.02% | ||
| 29 | WESTERN ASSET GLB PTNRS INCO | 19,700 | 157,000 | 0.02% | ||
| 30 | GOLDFIELD CORP COM | 94,979 | 158,000 | 0.02% | ||
| 31 | ENERPLUS CORP | 33,000 | 160,000 | 0.02% | ||
| 32 | BLACKROCK MUNIHLDGS NY QLTY | 11,800 | 161,000 | 0.02% | ||
| 33 | FIRST TR SR FLG RTE INCM FD | 13,100 | 164,000 | 0.02% | ||
| 34 | EATON VANCE SR FLTNG RTE TR | 12,850 | 169,000 | 0.02% | ||
| 35 | DONEGAL GROUP INC | 12,410 | 174,000 | 0.02% | ||
| 36 | HARRIS & HARRIS GROUP INC | 85,500 | 182,000 | 0.02% | ||
| 37 | SKECHERS U S A INC | 1,500 | 201,000 | 0.02% | ||
| 38 | NUVEEN MUN VALUE FD INC | 20,500 | 201,000 | 0.02% | ||
| 39 | CHEMOURS CO | 31,219 | 201,000 | 0.02% | ||
| 40 | BLACKROCK ENHANCED EQT DIV T | 28,385 | 204,000 | 0.02% | ||
| 41 | ATLANTIC AMERN CORP | 51,949 | 209,000 | 0.03% | ||
| 42 | RAMCO-GERSHENSON PPTYS TR | 14,000 | 210,000 | 0.03% | ||
| 43 | KERYX BIOPHARMACEUTICALS INCORPORATED | 61,400 | 216,000 | 0.03% | ||
| 44 | UNITED TECHNOLOGIES CORP | 2,525 | 224,000 | 0.03% | ||
| 45 | RTI SURGICAL HOLDINGS INC COM | 40,000 | 227,000 | 0.03% | ||
| 46 | WESTERN ASST MN PRT FD INC | 15,445 | 230,000 | 0.03% | ||
| 47 | INTELLIGENT SYS CORP NEW | 78,712 | 232,000 | 0.03% | ||
| 48 | NORTHERN TRUST | 3,500 | 238,000 | 0.03% | ||
| 49 | COEUR MNG INC | 84,475 | 238,000 | 0.03% | ||
| 50 | IMMUCELL CORP | 40,191 | 239,000 | 0.03% |
Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-15-002075, filed 2015.10.23).
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
