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Institutional Investment Manager
LAZARD ASSET MANAGEMENT LLC
LAZARD ASSET MANAGEMENT LLC (CIK: 0001207017) incorporated in Delaware, located at 30 Rockefeller Plz, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q3)
Original 13F HR (0001207017-16-000159) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
1 ALPHABET INC 1,430,101 1,149,887 2.50%
2 AON PLC 10,128,427 1,139,346 2.48%
3 P T TELEKOMUNIKASI INDONESIA 15,215,553 1,005,443 2.19%
4 BAIDU INC 5,463,816 994,797 2.17%
5 CISCO SYS INC 31,288,149 992,460 2.16%
6 NETEASE INC 3,985,335 959,589 2.09%
7 CHINA MOBILE LIMITED 15,434,296 949,517 2.07%
8 ZOETIS INC 17,485,149 909,402 1.98%
9 PROCTER AND GAMBLE CO 9,666,690 867,585 1.89%
10 PFIZER INC 24,054,519 814,726 1.77%
11 TAIWAN SEMICONDUCTOR MFG LTD 26,161,880 800,291 1.74%
12 MOLSON COORS BREWING CO 6,916,719 759,455 1.65%
13 TEVA PHARMACEUTICAL INDS LTD 15,110,756 695,245 1.51%
14 CSX CORP 22,791,358 695,136 1.51%
15 ALLERGAN PLC 2,988,910 688,375 1.50%
16 MICROSOFT CORP 11,792,335 679,238 1.48%
17 EBAY INC 20,037,328 659,228 1.44%
18 HONEYWELL INTL INC 5,545,103 646,503 1.41%
19 WALGREENS BOOTS ALLIANCE INC 7,432,595 599,215 1.30%
20 NORFOLK SOUTHERN CORP 6,098,862 591,955 1.29%
21 ROCKWELL AUTOMATION INC 4,629,040 566,316 1.23%
22 AMBEV SA 85,763,112 522,297 1.14%
23 SKYWORKS SOLUTIONS INC 6,445,982 490,797 1.07%
24 APPLE INC 4,136,068 467,582 1.02%
25 BANK AMER CORP 29,708,926 464,944 1.01%
26 DELPHI AUTOMOTIVE PLC 6,476,209 461,883 1.01%
27 YPF SOCIEDAD ANONIMA 25,051,440 456,437 0.99%
28 UNION PAC CORP 4,665,518 455,027 0.99%
29 AMERICA MOVIL SAB DE CV 39,075,535 447,024 0.97%
30 MOBILE TELESYSTEMS PJSC 56,825,928 433,581 0.94%
31 VISA INC 5,061,037 418,547 0.91%
32 UNITED TECHNOLOGIES CORP 4,032,186 409,670 0.89%
33 COPART INC 7,570,061 405,452 0.88%
34 NXP SEMICONDUCTORS N V 3,905,549 398,405 0.87%
35 MOTOROLA SOLUTIONS INC 5,129,897 391,308 0.85%
36 MADISON SQUARE GARDEN CO NEW 2,291,802 388,254 0.85%
37 JOHNSON CTLS INTL PLC 8,148,541 379,151 0.83%
38 QUINTILES IMS HOLDINGS INC 4,602,900 373,111 0.81%
39 AT&T INC 8,823,438 358,319 0.78%
40 CROWN HOLDINGS INC 6,247,260 356,656 0.78%
41 ALPHABET INC 452,313 351,578 0.77%
42 ADVANCE AUTO PARTS INC 2,279,996 339,993 0.74%
43 EATON CORP PLC 5,094,649 334,769 0.73%
44 INTERCONTINENTAL EXCHANGE IN 1,233,568 332,273 0.72%
45 APPLIED MATLS INC 10,742,492 323,886 0.71%
46 SCHLUMBERGER LTD 3,981,943 313,140 0.68%
47 PLDT INC 8,778,194 313,118 0.68%
48 SCHWAB CHARLES CORP 9,909,108 312,830 0.68%
49 GENESEE AND WYOMING INC INC CL A 4,299,680 296,462 0.65%
50 STRYKER CORP 2,520,147 293,370 0.64%
Page 1 of 25
Restatement filing (0001207017-19-000045) filed in 2019.08.07
#
Name
Shares
Value ($)
%
Options
Notes
101 FOREST CITY ENTERPRISES INC 2,697,000 3,143 0.01% PRN
102 PROOFPOINT INC SR CV BD 0.75 20 2,500,000 2,903 0.01% PRN
103 SPECTRUM PHARMACEUTICALS INC 3,012,000 2,699 0.01% PRN
104 VANGUARD BD INDEX FDS 29,764 2,405 0.00% PRN
105 NUANCE COMMUNICATIONS INC 2,500,000 2,357 0.00% PRN
106 CURRENCYSHS BRIT POUND STER 17,900 2,266 0.00% PRN
107 VANECK VECTORS ETF TR 90,850 2,234 0.00% PRN
108 ISHARES TR 75,525 1,969 0.00% PRN
109 NUVEEN NEW YORK QLT MUN INCORPORATED FD 107,805 1,652 0.00% PRN
110 ISHARES TR 14,450 1,644 0.00% PRN
111 Nuveen Closed-End Funds/USA 57,100 806 0.00% PRN
112 VANGUARD BD INDEX FDS 9,135 768 0.00% PRN
113 VANGUARD BD INDEX FDS 8,100 681 0.00% PRN
114 EATON VANCE NEW YORK MUN BD 47,500 680 0.00% PRN
115 BLACKROCK NY MUNI INC QLTY T 45,600 670 0.00% PRN
116 BLACKROCK NY MUNICIPAL BOND 42,600 667 0.00% PRN
117 NUVEEN AMT FREE MUN CR INC F 32,735 526 0.00% PRN
118 SPDR SER TR 11,000 509 0.00% PRN
119 BLACKROCK MUNI N Y INTER DUR 28,900 445 0.00% PRN
120 TETRALOGIC PHARMACEUTICALS C 5,239,000 415 0.00% PRN
121 NUVEEN QUALITY MUNCP INCOME 26,590 400 0.00% PRN
122 ISHARES TR NEW YORK MUN ETF 3,500 399 0.00% PRN
123 NUVEEN AMT FREE QLTY MUN INC 27,200 397 0.00% PRN
124 VANECK VECTORS ETF TR 13,700 394 0.00% PRN
125 ISHARES TR 3,300 384 0.00% PRN
126 VOYA EMERGING MKTS HIGH DIVI 38,555 315 0.00% PRN
127 POWERSHARES BUILD AMERICA BOND PORTFOLIO ETF 8,000 251 0.00% PRN
128 MFS MULTIMARKET INCOME TR 40,370 245 0.00% PRN
129 BLACKROCK TAX MUNICPAL BD TR SHS 9,300 222 0.00% PRN
130 ISHARES TR 1,265 146 0.00% PRN
131 ISHARES TRUST CMBS ETF 2,380 126 0.00% PRN
132 VANGUARD MUN BD FDS 1,900 99 0.00% PRN
133 SPDR SERIES TRUST 2,400 88 0.00% PRN
134 ISHARES TR 350 29 0.00% PRN
135 ALPHABET INC 1,578,844 1,269,485 2.52%
136 AON PLC 10,954,609 1,232,283 2.45%
137 CISCO SYS INC 34,561,958 1,096,305 2.18%
138 P T TELEKOMUNIKASI INDONESIA 16,361,700 1,081,181 2.15%
139 BAIDU INC 5,779,291 1,052,235 2.09%
140 NETEASE INC 4,293,744 1,033,847 2.05%
141 CHINA MOBILE LIMITED 16,405,398 1,009,260 2.01%
142 ZOETIS INC 19,118,091 994,332 1.98%
143 PROCTER AND GAMBLE CO 10,502,194 942,571 1.87%
144 TAIWAN SEMICONDUCTOR MFG LTD 30,726,896 939,935 1.87%
145 PFIZER INC 26,033,662 881,759 1.75%
146 MOLSON COORS BREWING CO 7,560,777 830,173 1.65%
147 TEVA PHARMACEUTICAL INDS LTD 16,649,965 766,064 1.52%
148 ALLERGAN PLC 3,288,126 757,288 1.50%
149 EBAY INC 22,052,649 725,532 1.44%
150 MICROSOFT CORP 12,272,617 706,902 1.40%
Page 3 of 29